Adam C. Carlini

DYNAMIC WEALTH ADVISORS

Heber City, UT

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CRD#: 1857827

Professional summary

Adam Charles Carlini is a registered financial advisor currently at DYNAMIC WEALTH ADVISORS located in Heber City, Utah.

Adam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Adam has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

2012: Dynamic Tax Advisors LLC; tax planning and preparation; 34% owner, non investment related; aprox 100 hrs/year during non market hours. 1988: Dynamic Wealth Management; Life Insurance, Fixed Annuities, Estate Planning; 100% sole prop; investment related DBA; less than 2% of time

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Charles Carlini's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 3, 2014 - Present

DYNAMIC WEALTH ADVISORS

RIA

CRD#: 169792

Heber City, UT

Past

January 2, 2014 - November 9, 2022

LEIGH BALDWIN & CO., LLC

CRD#: 38751

SURPRISE, AZ

Past

December 13, 2011 - December 31, 2013

CRD#: 29604

PEORIA, AZ

Past

June 10, 1993 - October 9, 2001

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

July 19, 1988 - June 14, 1993

ASSOCIATED SECURITIES CORP.

CRD#: 12969

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DYNAMIC WEALTH ADVISORS

DYNAMIC WEALTH ADVISORS | DYNAMIC WEALTH MANAGEMENT

CRD#: 169792 / SEC#: 801-126979

RIA

Registered Investment Advisory firm - (12/2/2022 Approved)

Arizona

Registered Investment Advisory firm - (7/6/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(1/3/2014)

IAR

Utah
(1/22/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/17/2002

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/27/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/16/1988

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/10/1997

General Securities Principal Examination

Current Firm

DYNAMIC WEALTH ADVISORS

DYNAMIC WEALTH ADVISORS | DYNAMIC WEALTH MANAGEMENT

CRD#: 169792 / SEC#: 801-126979

RIA

Registered Investment Advisory firm - (12/2/2022 Approved)

Arizona

Registered Investment Advisory firm - (7/6/2023 Terminated)

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Contact information

Main Address

14749 W. Mountain View Blvd. Suite 144, Surprise, AZ 85374

Mailing Address

Phone number

(623) 466-6060

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DYNAMIC WEALTH ADVISORS FORM ADV PART 2A FIRM BROCHURE (6/30/2025)

Regulatory assets under management

Total Number of Accounts	829
AUM (Assets Under Management)	$ 140,084,956

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Adam C. Carlini

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Charles Carlini's CRS (Customer Relationship Summary).

Certified licenses

Experience

LEIGH BALDWIN & CO., LLC

KMS FINANCIAL SERVICES, INC.

KMS FINANCIAL SERVICES, INC.

WEALTH MANAGEMENT INTERNATIONAL, LTD.

NATIONAL PLANNING CORPORATION

NATIONAL PLANNING CORPORATION

THE PLANNERS NETWORK, INC.

NATIONAL PLANNING CORPORATION

NATIONAL PLANNING CORPORATION

LPL FINANCIAL LLC

ASSOCIATED SECURITIES CORP.

Primary Firm SEC Registration

DYNAMIC WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 4/17/2002

Series 63

Date: 7/27/1988

SIE

Date: 10/1/2018

Series 7

Date: 7/16/1988

Series 24

Date: 7/10/1997

Current Firm

DYNAMIC WEALTH ADVISORS

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DYNAMIC WEALTH ADVISORS

TRUST BUT VERIFY

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