Carmelo S. Calabro
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Carmelo Simone Calabro was a registered financial professional .
Carmelo is a previously registered financial professional and started their career in finance in 1991. Carmelo had worked at 19 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 10, 2015 - March 15, 2017
FIDELITY BROKERAGE SERVICES LLC
January 25, 2011 - October 31, 2014
S. GOLDMAN CAPITAL LLC
October 6, 2009 - November 19, 2010
G-2 TRADING,LLC
February 29, 2008 - October 2, 2009
RBC CAPITAL MARKETS, LLC
August 24, 2007 - February 29, 2008
RBC CAPITAL MARKETS CORPORATION
March 8, 2006 - May 31, 2007
WINDHAM SECURITIES, INC.
April 7, 2005 - April 7, 2006
SGI, LLC
September 2, 2004 - April 5, 2005
CARLIN EQUITIES, LLC
February 4, 2002 - March 18, 2004
SCHONFELD SECURITIES, LLC
March 25, 1999 - April 13, 2000
ON-SITE TRADING, INC.
June 26, 1998 - March 17, 1999
LLOYD WADE SECURITIES INC.
November 11, 1997 - June 2, 1998
FIRST METROPOLITAN SECURITIES, INC.
January 6, 1997 - October 30, 1997
SHAMUS GROUP, INC.
September 20, 1996 - January 9, 1997
ASH FINANCIAL CORP.
April 9, 1994 - September 25, 1996
LT LAWRENCE & CO., INC.
October 6, 1993 - April 15, 1994
CORTLANDT CAPITAL CORPORATION
August 3, 1992 - October 21, 1993
HANOVER, STERLING & COMPANY LTD.
November 11, 1991 - August 17, 1992
LEHMAN BROTHERS INC.
August 6, 1991 - November 7, 1991
GKN SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/15/1999
Limited Representative-Equity Trader ExamCurrent Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
