Ralph P. Armenti
Professional summary
Ralph Peter Armenti is a registered financial professional currently at BBVA SECURITIES INC. located in New York, New York.
Ralph is registered as a RR (Registered Representative) and started their career in finance in 1988. Ralph has worked at 15 firms and has passed the Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 14, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ralph Peter Armenti's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 12, 2021 - Present
BBVA SECURITIES INC.
Office #1: 375 9th Avenue 9th Floor, New York, NY 10001Office #2: 375 9th Avenue 9th Floor, New York, NY, 10001October 18, 2012 - October 21, 2019
CITIGROUP GLOBAL MARKETS INC.
May 16, 2011 - June 8, 2011
LAIDLAW & COMPANY (UK) LTD.
February 3, 2004 - July 7, 2010
A.B. WATLEY DIRECT, INC.
February 1, 1999 - February 3, 2004
A.B. WATLEY, INC.
January 28, 1998 - March 27, 1998
WORLDCO, L.L.C.
April 25, 1996 - February 14, 1997
CARLIN EQUITIES, LLC
October 9, 1993 - April 10, 1996
SCHONFELD SECURITIES, LLC
November 4, 1991 - March 17, 1992
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
April 29, 1991 - November 6, 1991
COMMONWEALTH ASSOCIATES
January 8, 1990 - June 15, 1990
JOSEPHTHAL & CO., INC.
September 27, 1989 - January 18, 1990
J. T. MORAN & CO., INC.
April 24, 1989 - September 19, 1989
LEHMAN BROTHERS INC.
April 4, 1989 - January 18, 1990
J. T. MORAN & CO., INC.
December 2, 1988 - March 14, 1989
J F LOWE & COMPANY INCORPORATED
August 23, 1988 - December 13, 1988
GREENTREE SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/12/2021)
Exams
Series 52TO
Date: 10/27/2025
Municipal Securities Representative ExaminationSeries 99TO
Date: 7/23/2024
Operations Professional ExaminationFINRA
Current Firm
BBVA SECURITIES INC.
CRD#: 27060 / SEC#: , 8-42857
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BBVA USD INVESTMENTS, S.A. | OWNER | |
| ALARCON GONZALEZ, LUIS FRANCISCO | DIRECTOR | 7560286 |
| CANGCUESTA, KRISTINE FAITH | US HEAD OF BSA/AML | 8096305 |
| GIL HERNANDEZ, REGINA | DIRECTOR | 5774494 |
| JENSEN, PETER EGELUND | DIRECTOR, CEO & MANAGING DIRECTOR, INSTITUTIONAL; CHAIRMAN OF THE BOARD | 2596069 |
| MOSCARA, STEPHEN MICHAEL | DIRECTOR, EXECUTIVE VICE PRESIDENT AND FINOP | 4564002 |
| MURPHY, COLIN A | OPERATIONS PRINCIPAL INSTITUTIONAL | 4274816 |
| NEEL, DAVID SULLIVAN JR | CO-CCO, SENIOR VICE PRESIDENT, DIRECTOR OF RETAIL COMPLIANCE | 1884109 |
| RAGHAVAN, PRIYA | DIRECTOR | 6485341 |
| SCHUBERT, PHILIP MICHAEL | DIRECTOR | 5285568 |
| SOHN, DONG B | CHIEF FINANCIAL OFFICER | 5115452 |
| SPINELLI, JOSEPH CHARLES | CO-CCO, VICE PRESIDENT, HEAD OF INSTITUTIONAL COMPLIANCE | 2436743 |
| SWAMMY, SARAH ALEXANDRA | DIRECTOR | 4010520 |
Disclosures
| Regulatory Event | 10 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
