Kraig P. Krueger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kraig Paul Krueger, who also goes by Chip Krueger, Kraig P Krueger, was a registered financial professional .
Kraig is a previously registered financial professional and started their career in finance in 1988. Kraig had worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 6, 2012 - October 2, 2025
TOWER WEALTH ADVISORS, INC.
September 21, 2009 - August 21, 2018
FORMULAFOLIOS DISTRIBUTORS, INC.
October 18, 2007 - December 31, 2020
AUSDAL FINANCIAL PARTNERS, INC.
October 18, 2007 - December 31, 2020
AUSDAL FINANCIAL PARTNERS, INC.
January 21, 2005 - October 17, 2007
SECURITIES AMERICA ADVISORS, INC.
January 12, 1996 - October 17, 2007
SECURITIES AMERICA, INC.
June 18, 1989 - January 29, 1996
SUNAMERICA SECURITIES, INC.
July 21, 1988 - June 18, 1989
SOUTHMARK FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TOWER WEALTH ADVISORS, INC.
CRD#: 154053 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 218 |
| AUM (Assets Under Management) | $ 49,211,823 |
Red Flags
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