William D. Woodmansee

COMMERCE ADVISORS

Memphis, TN 38157

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CRD#: 1857491

Professional summary

William David Woodmansee JR, who also goes by David Woodmansee, Woody Woodmansee, is a registered financial advisor currently at COMMERCE ADVISORS, LLC located in Memphis, Tennessee and PURSHE KAPLAN STERLING INVESTMENTS located in Memphis, Tennessee.

William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. William has worked at 8 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David Woodmansee | Woody Woodmansee

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) EMPLOYEE OF COMMERCE ADVISORS, LLC, A REGISTERED INVESTMENT ADVISOR AND RELATED. FEE BASED ASSET MANAGEMENT. SECURITIES RELATED. FULL TIME. 40 HOURS PER WEEK. 2) COMMERCE HOLDINGS, LLC. NOT INVESTMENT-RELATED. AT REGISTERED LOCATION. HOLDING COMPANY. OWNER. START: 7/2020. 45 HRS/MONTH; ALL DURING TRADING HOURS. HOLDING COMPANY.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William David Woodmansee JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 2, 2009 - Present

COMMERCE ADVISORS, LLC

Office #1: 5050 Poplar Avenue Suite 2020, Memphis, TN 38157

RIA

CRD#: 151439

Memphis, TN

Current

December 13, 2013 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 5050 Poplar Avenue Suite 2020, Memphis, TN 38157

CRD#: 35747

Memphis, TN

Past

August 3, 2012 - June 7, 2013

SILVER OAK SECURITIES, INCORPORATED

CRD#: 46947

JACKSON, TN

Past

October 2, 2009 - July 13, 2012

ENERECAP PARTNERS, LLC

CRD#: 26554

MEMPHIS, TN

Past

May 9, 2001 - October 23, 2009

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

MEMPHIS, TN

Past

May 9, 2001 - October 23, 2009

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

MEMPHIS, TN

Past

February 11, 1992 - May 9, 2001

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

January 1, 1991 - January 30, 1991

FIRST FUNDS, INC.

CRD#: 17415

Past

September 20, 1988 - September 20, 1990

UNION PLANTERS INVESTMENT BANKERS GROUP, INC.

CRD#: 16493

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COMMERCE ADVISORS, LLC

CRD#: 151439 / SEC#: 801-70577

RIA

Registered Investment Advisory firm - (9/17/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(11/5/2021)

Arkansas
(12/17/2013)

Florida
(2/25/2021)

Mississippi
(1/8/2014)

South Carolina
(11/1/2022)

IAR

Tennessee
(10/2/2009)

Tennessee
(12/13/2013)

Texas
(1/3/2014)

IAR

Texas
(6/15/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/10/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/19/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 1/30/2004

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 9/17/1988

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

COMMERCE ADVISORS, LLC

CRD#: 151439 / SEC#: 801-70577

RIA

Registered Investment Advisory firm - (9/17/2009 Approved)

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Contact information

Main Address

5050 Poplar Avenue Suite 2020, Memphis, TN 38157

Mailing Address

Phone number

(901) 260-6050

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

COMMERCE ADVISORS, LLC FORM ADV PART 2A BROCHURE (3/5/2025)

Regulatory assets under management

Total Number of Accounts	418
AUM (Assets Under Management)	$ 236,562,702

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

William D. Woodmansee

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William David Woodmansee JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

SILVER OAK SECURITIES, INCORPORATED

ENERECAP PARTNERS, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

PRUDENTIAL EQUITY GROUP, LLC

FIRST FUNDS, INC.

UNION PLANTERS INVESTMENT BANKERS GROUP, INC.

Primary Firm SEC Registration

COMMERCE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/10/1994

Series 63

Date: 7/19/1988

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 31

Date: 1/30/2004

Series 7

Date: 9/17/1988

FINRA

Current Firm

COMMERCE ADVISORS, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COMMERCE ADVISORS, LLC

TRUST BUT VERIFY

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