Nicholas P. Shevloff

MACK & CO. PARTNERS, LP

DALLAS, TX 75201

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CRD#: 1857379

Professional summary

Nicholas P Shevloff, who also goes by Nicholas Philip Shevloff, Nicholas Shevloff, is a registered financial advisor currently at MACK & CO. PARTNERS, LP located in Dallas, Texas and M&CO. SECURITIES LLC located in New Hope, Pennsylvania.

Nicholas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Nicholas has worked at 13 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nicholas Philip Shevloff | Nicholas Shevloff

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. M&Co Securities LLC; Investment-Related; New York, NY; Broker Dealer; Registered Representative; 2/2025; 80 hrs/mo; 40 hrs/mo during securities trading hours; Duties are registered representative related activities. 2. Mack & Co Partners, LP; Investment-Related; New York, NY; Investment Advisor; Managing Director, Head of Capital Advisory; 2/2024; 160 hrs/mo; 120 hrs/mo during securities trading hours; Duties are investment adviser representative related activities.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas P Shevloff's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 17, 2025 - Present

MACK & CO. PARTNERS, LP

Office #1: 100 Crescent Court 7th Floor, Dallas, TX 75201

RIA

CRD#: 26123

NEW YORK, NY

Past

November 30, 1988 - June 11, 1991

COUNTY NATWEST GLOBAL SECURITIES LIMITED

CRD#: 16212

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MACK & CO. PARTNERS, LP

CRD#: 324218 / SEC#: 801-132309

RIA

Registered Investment Advisory firm - (3/31/2025 Approved)

Texas

Registered Investment Advisory firm - (4/30/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(5/18/2025)

IAR

New York
(5/18/2025)

Pennsylvania
(5/6/2025)

IAR

Texas
(5/17/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/5/2025

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/17/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 4/15/2024

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/19/1988

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

MACK & CO. PARTNERS, LP

CRD#: 324218 / SEC#: 801-132309

RIA

Registered Investment Advisory firm - (3/31/2025 Approved)

Texas

Registered Investment Advisory firm - (4/30/2025 Terminated)

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Contact information

Main Address

100 Crescent Court 7th Floor, Dallas, TX 75201

Mailing Address

Phone number

(945) 293-6405

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	13
AUM (Assets Under Management)	$ 102,452,560

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Nicholas P. Shevloff

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas P Shevloff's CRS (Customer Relationship Summary).

Certified licenses

Experience

M&CO. SECURITIES LLC

WEILD & CO.

NUMIS SECURITIES LLC

SG AMERICAS SECURITIES, LLC

SG AMERICAS SECURITIES, LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES INC.

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES INC.

JPMSI

DEUTSCHE BANK SECURITIES INC.

DB ALEX. BROWN LLC

NATWEST SECURITIES CORPORATION

NATWEST INTERNATIONAL SECURITIES INC.

COUNTY NATWEST GLOBAL SECURITIES LIMITED

Primary Firm SEC Registration

MACK & CO. PARTNERS, LP

State Registrations and Notice Filings

Exams

Series 66

Date: 5/5/2025

Series 63

Date: 4/17/2003

SIE

Date: 4/15/2024

Series 7

Date: 11/19/1988

FINRA

Current Firm

MACK & CO. PARTNERS, LP

Contact information

SEC notice filing (2 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MACK & CO. PARTNERS, LP

TRUST BUT VERIFY

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