Geoffrey I. Cohen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Geoffrey Illy Cohen, who also goes by Geoffrey I Cohen, was a registered financial professional .
Geoffrey is a previously registered financial professional and started their career in finance in 1988. Geoffrey had worked at 8 firms and has passed the SIE, Series 7, Series 24, Series 14A, Series 4 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 20, 2015 - October 31, 2016
ARIVE CAPITAL MARKETS
July 1, 2011 - October 15, 2013
J. STREICHER & CO. L.L.C.
July 28, 2008 - July 1, 2011
EASTGATE SECURITIES, LLC
May 22, 2007 - April 18, 2008
COHEN CAPITAL GROUP, LLC
November 17, 2005 - May 11, 2006
REDI GLOBAL TECHNOLOGIES LLC
November 17, 2005 - May 11, 2006
SLK INDEX SPECIALISTS, LLC
February 26, 2002 - January 8, 2003
SLK INDEX SPECIALISTS, LLC
August 24, 2000 - October 20, 2000
OCEAN BROKERAGE LLC
July 19, 1988 - May 11, 2006
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 14A
Date: 3/25/1996
Compliance Official Specialist ExamSeries 8
Date: 12/26/1989
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
ARIVE CAPITAL MARKETS
CRD#: 8060 / SEC#: , 8-43350
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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