Robert W. Brooke
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Wesley Brooke, who also goes by Bob Brooke, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1988. Robert had worked at 9 firms and has passed the Series 65, Series 66, Series 63, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 24, 2011 - July 6, 2016
HEDGEYE RISK MANAGEMENT, LLC
November 15, 2007 - May 12, 2008
NORTHLAND SECURITIES, INC.
April 6, 2006 - December 4, 2006
ALLIANCEBERNSTEIN L.P.
September 29, 2005 - December 4, 2006
SANFORD C. BERNSTEIN & CO., LLC
February 17, 2004 - September 8, 2005
THINKEQUITY LLC
March 2, 1998 - October 31, 2003
RBC CAPITAL MARKETS, LLC
July 28, 1994 - March 2, 1998
DAIN RAUSCHER INCORPORATED
September 23, 1992 - July 7, 1994
CREDIT SUISSE SECURITIES (USA) LLC
July 19, 1988 - February 4, 1991
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
HEDGEYE RISK MANAGEMENT, LLC
CRD#: 147272 / SEC#:
Contact information
Red Flags
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