John P. Mcdonald
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Patrick Mcdonald JR was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1988. John had worked at 5 firms and has passed the Series 63, Series 22TO, Series 6TO, SIE, Series 3, Series 6, Series 62, Series 22, Series 24, Series 30 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 15, 2021 - June 27, 2022
FRONTIER SECURITIES
May 11, 2015 - January 15, 2019
TRILOMA SECURITIES, LLC
March 12, 2012 - March 14, 2014
ALPHAMAX DISTRIBUTORS, L.L.C.
January 10, 2003 - February 6, 2012
CNL SECURITIES CORP.
September 21, 1988 - January 27, 2003
CRONOS SECURITIES CORP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationSeries 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 62
Date: 1/21/2003
Corporate Securities Limited Representative ExaminationCurrent Firm
FRONTIER SECURITIES
CRD#: 136102 / SEC#: , 8-66972
Contact information
FINRA licenses (47 States and Territories)
Red Flags
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