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JM

John Patrick Mcdonald Jr

CRD# 1856921·Registered 1988 - 2022
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Patrick Mcdonald JR was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1988 - 2022. John had worked at 5 firms and has passed the Series 63, Series 22TO, Series 6TO, SIE, Series 3, Series 6, Series 62, Series 22, Series 24, Series 30 and Series 39 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

FRONTIER SECURITIES·CRD# 136102
BD
Richmond, VA
February 15, 2021 - June 27, 2022
TRILOMA SECURITIES, LLC·CRD# 173059
BD
New York, NY
May 11, 2015 - January 15, 2019
ALPHAMAX DISTRIBUTORS, L.L.C.·CRD# 8258
BD
La Jolla, CA
March 12, 2012 - March 14, 2014
CNL SECURITIES CORP.·CRD# 10356
BD
Orlando, FL
January 10, 2003 - February 6, 2012
CRONOS SECURITIES CORP·CRD# 8556
BD
San Francisco, CA
September 21, 1988 - January 27, 2003

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Current Firm

FS
FRONTIER SECURITIES

FRONTIER SECURITIES | FRONTIER SOLUTIONS, LLC

CRD#: 136102 / SEC#: 8-66972
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

3307 Church Road Suite 220, Richmond, VA 23233

Mailing Address

3307 Church Road Suite 220, Richmond, VA 23233

Phone Number

(804) 918-2368

Established

Georgia since 05/03/2005

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ASPEN PARTNERS LLCMANAGING MEMBER—
TERRY, DEBORAH HOLLANDFINOP/CFO5680197
VICK, GEORGE DAVIS IVCHIEF COMPLIANCE OFFICER3006623

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2021About the Series 63 exam

Series 22TO — Direct Participation Programs Representative Examination

Passed Jan 2023About the Series 22TO exam

Series 6TO — Investment Company Products/Variable Contracts Representative Examination

Passed Jan 2023About the Series 6TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Jun 2012About the Series 3 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Sep 2007About the Series 6 exam

Series 62 — Corporate Securities Limited Representative Examination

Passed Jan 2003

Series 22 — Direct Participation Programs Representative Examination

Passed Aug 1988About the Series 22 exam

Series 24 — General Securities Principal Examination

Passed May 2015About the Series 24 exam

Series 30 — NFA Branch Manager Examination

Passed Aug 2012About the Series 30 exam

Series 39 — Direct Participation Programs Principal Examination

Passed Oct 1996About the Series 39 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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JM
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