Glenn R. Firestone
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Glenn R Firestone was a registered financial professional .
Glenn is a previously registered financial professional and started their career in finance in 1988. Glenn had worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 22, 2014 - October 13, 2017
CLSA AMERICAS, LLC
December 14, 2009 - October 15, 2014
MACQUARIE CAPITAL (USA) INC.
October 28, 2009 - November 13, 2009
ELECTRONIC SECURITIES PROCESSING (ESP) LLC
May 7, 2007 - May 15, 2009
BANC OF AMERICA SECURITIES LLC
February 12, 2001 - May 2, 2007
MORGAN STANLEY & CO. LLC
May 20, 1999 - February 26, 2001
CHAPDELAINE CORPORATE SECURITIES & CO
November 24, 1998 - May 18, 1999
UBS SECURITIES LLC
May 19, 1998 - November 6, 1998
COWEN EXECUTION SERVICES LLC
August 2, 1988 - August 21, 1997
LYNCH, JONES & RYAN LLC
State Registrations and Notice Filings
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Exams
Current Firm
CLSA AMERICAS, LLC
CRD#: 165533 / SEC#: , 8-69166
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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