William N. Mcatee
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Neal Mcatee, CFA was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1988. William had worked at 3 firms and has passed the Series 63, Series 87, Series 16, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 10, 2009 - October 24, 2018
RELIANT INVESTMENT MANAGEMENT, LLC
October 4, 2004 - March 9, 2005
SMITH SALLEY WEALTH MANAGEMENT
August 23, 1988 - August 20, 2004
MORGAN KEEGAN & COMPANY, LLC
Primary Firm SEC Registration
RELIANT INVESTMENT MANAGEMENT, LLC
CRD#: 111220 / SEC#: 801-60115
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RELIANT INVESTMENT MANAGEMENT, LLC
CRD#: 111220 / SEC#: 801-60115
Contact information
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 556 |
| AUM (Assets Under Management) | $ 1,405,806,743 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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