Christian Aymond
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christian Aymond, who also goes by Christian Ellis Aymond, was a registered financial professional .
Christian is a previously registered financial professional and started their career in finance in 1988. Christian had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 8, 2020 - December 22, 2022
FORESIDE FINANCIAL SERVICES, LLC
September 5, 2019 - December 31, 2020
PERPETUAL AMERICAS FUNDS DISTRIBUTORS, LLC
January 11, 2008 - June 20, 2018
ABSOLUTE INVESTMENT ADVISERS, LLC
August 26, 2005 - December 31, 2007
ABSOLUTE INVESTMENT ADVISERS, LLC
March 22, 2005 - February 13, 2018
FORESIDE FUND SERVICES, LLC
November 23, 2001 - April 19, 2004
PUTNAM INVESTMENT MANAGEMENT, LLC
December 15, 1995 - April 19, 2004
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
August 3, 1988 - December 13, 1995
FEDERATED SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORESIDE FINANCIAL SERVICES, LLC
CRD#: 148477 / SEC#: , 8-68027
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | DIRECTOR OWNER/SOLE MEMBER | |
| BRUNNER, JENNIFER ANNE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | 1137783 |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
