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Mark Michael Furman

CRD# 1856762·Registered 1988 - 1995
Previously Registered: Being a previously registered professional could mean that Mark is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Mark Michael Furman, who also goes by Mark Mike Furman, was a registered financial advisor. Mark was a previously registered financial professional and started their career in finance 1988 - 1995. Mark had worked at 9 firms and has passed the Series 63, Series 7, Series 6 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mark Mike Furman

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

EURO-ATLANTIC SECURITIES INC.·CRD# 21367
BD
Boca Raton, FL
October 6, 1995 - November 2, 1995
STONEX SECURITIES INC.·CRD# 18456
BD
Birmingham, AL
July 13, 1995 - August 22, 1995
ARGENT SECURITIES, INC.·CRD# 15297
BD
Atlanta, GA
July 6, 1995 - July 13, 1995
PACIFIC CORTEZ SECURITIES INCORPORATED·CRD# 24341
BD
San Diego, CA
September 20, 1993 - July 10, 1995
WESTFIELD FINANCIAL CORPORATION·CRD# 8143
BD
New York, NY
September 17, 1992 - October 6, 1992
DUKE & CO., INC.·CRD# 8035
BD
New York, NY
September 17, 1992 - April 22, 1993
FIRST MONTAUK SECURITIES CORP.·CRD# 13755
BD
Red Bank, NJ
December 5, 1989 - June 21, 1990
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA·CRD# 680
BD
Newark, NJ
August 23, 1988 - April 8, 1989
PRUCO SECURITIES, LLC.·CRD# 5685
BD
Newark, NJ
August 23, 1988 - April 8, 1989

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Current Firm

ES
EURO-ATLANTIC SECURITIES INC.

BMT, INC. | EURO-ATLANTIC SECURITIES INC. | BREEN & MARONEY, INC.

CRD#: 21367 / SEC#: 8-38870
BD
Revoked by SEC on 01/24/2002

Contact Information

Established

Florida since 10/12/1987

Firm Type

Corporation

Fiscal Year End

June

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1993About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Sep 1992About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Aug 1988About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Oct 1993About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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