Urs S. Weber
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Urs Stoffel Weber, who also goes by Urs Weber, was a registered financial professional .
Urs is a previously registered financial professional and started their career in finance in 1988. Urs had worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 3, 2016 - November 8, 2016
CORNERSTONE CAPITAL INC.
February 1, 2016 - April 12, 2016
STRATEGIC MARKETING SOLUTIONS LTD., LLC
June 18, 2013 - May 6, 2014
TD PRIVATE CLIENT WEALTH LLC
June 3, 2013 - May 6, 2014
TD PRIVATE CLIENT WEALTH LLC
January 6, 2011 - February 5, 2013
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
June 28, 1993 - January 14, 1994
ABN AMRO INCORPORATED
December 15, 1989 - January 30, 1990
D G SECURITIES SERVICES CORPORATION
July 19, 1988 - September 19, 1989
COMMERZBANK CAPITAL MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CORNERSTONE CAPITAL INC.
CRD#: 169232 / SEC#: 801-80216
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
