Lowell D. Friend
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lowell D Friend, who also goes by Lowell Dale Friend, was a registered financial professional .
Lowell is a previously registered financial professional and started their career in finance in 1988. Lowell had worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 6, 2024 - December 6, 2024
LARSON FINANCIAL SECURITIES, LLC
June 17, 2011 - February 16, 2021
WELLS FARGO CLEARING SERVICES, LLC
June 17, 2011 - February 16, 2021
WELLS FARGO CLEARING SERVICES, LLC
February 28, 2007 - June 20, 2011
EDWARD JONES
July 20, 1988 - June 20, 2011
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 10/31/2023
General Securities Representative ExaminationCurrent Firm
LARSON FINANCIAL SECURITIES, LLC
CRD#: 152517 / SEC#: , 8-68456
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Red Flags
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