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JJ

John Jarka

CRD# 1856182·Registered 1988 - 2017
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Jarka, who also goes by John (none) Jarka, was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1988 - 2017. John had worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John (none) Jarka

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

WESTPORT FINANCIAL SERVICES, L.L.C.·CRD# 38449
BD
Chatham, NJ
January 24, 2000 - December 11, 2017
AMERICAN BENEFITS & COMPENSATION SECURITIES CORP·CRD# 35263
BD
New York, NY
February 14, 1996 - March 25, 1999
LINCOLN FINANCIAL DISTRIBUTORS, INC.·CRD# 145
BD
Radnor, PA
January 3, 1991 - November 8, 1993
B.C. CHRISTOPHER SECURITIES CO.·CRD# 60
BD
December 23, 1988 - January 19, 1989
MORISON SECURITIES, INC.·CRD# 8097
BD
October 17, 1988 - December 23, 1988

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Current Firm

WF
WESTPORT FINANCIAL SERVICES, L.L.C.

WESTPORT FINANCIAL SERVICES, L.L.C.

CRD#: 38449 / SEC#: 8-48204
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

4651 Salisbury Road Suite 410, Jacksonville, FL 32256-6129

Mailing Address

4651 Salisbury Road Suite 410, Jacksonville, FL 32256-6129

Phone Number

(203) 653-2430

Established

Delaware since 09/19/1994

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (46 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
WESTPORT HRH, LLCSHAREHOLDER—
ANGELL, CARTER MICHAELCEO, CFO (FINOP), CCO7846268
KENDALL, PATRICK JAMESVICE PRESIDENT5584485
PINTO, JAMES MARKVICE PRESIDENT & SECRETARY3045169

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2002About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Dec 2017About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Oct 1988About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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