John Jarka
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Jarka, who also goes by John (none) Jarka, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1988. John had worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 24, 2000 - December 11, 2017
WESTPORT FINANCIAL SERVICES, L.L.C.
February 14, 1996 - March 25, 1999
AMERICAN BENEFITS & COMPENSATION SECURITIES CORP
January 3, 1991 - November 8, 1993
LINCOLN FINANCIAL DISTRIBUTORS, INC.
December 23, 1988 - January 19, 1989
B.C. CHRISTOPHER SECURITIES CO.
October 17, 1988 - December 23, 1988
MORISON SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WESTPORT FINANCIAL SERVICES, L.L.C.
CRD#: 38449 / SEC#: , 8-48204
Contact information
FINRA licenses (46 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
