Suneel K. Kamlani

MUFG SECURITIES AMERICAS

NEW YORK, NY 10020-1001

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CRD#: 1856118

Professional summary

Suneel Kishin Kamlani, who also goes by Suneel K Kamlani, is a registered financial professional currently at MUFG SECURITIES AMERICAS INC. located in New York, New York.

Suneel is registered as a RR (Registered Representative) and started their career in finance in 1993. Suneel has worked at 6 firms and has passed the SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Suneel K Kamlani

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Suneel Kishin Kamlani's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 22, 2016 - Present

MUFG SECURITIES AMERICAS INC.

Office #1: 1221 Avenue Of The Americas 6th Floor, New York, NY, 10020-1001

CRD#: 19685

NEW YORK, NY

Past

May 14, 2010 - April 4, 2014

NATWEST MARKETS SECURITIES INC.

CRD#: 11707

STAMFORD, CT

Past

June 29, 1998 - April 9, 2010

UBS SECURITIES LLC

CRD#: 7654

NEW YORK, NY

Past

September 2, 1997 - June 29, 1998

SBC WARBURG DILLON READ INC.

CRD#: 1650

STAMFORD, CT

Past

January 3, 1995 - September 2, 1997

SBC WARBURG, INC.

CRD#: 23745

NEW YORK, NY

Past

May 26, 1993 - January 3, 1995

SBCI SWISS BANK CORPORATION INVESTMENT BANKING INC.

CRD#: 4341

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/25/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/5/2001

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

MUFG SECURITIES AMERICAS INC.

CRD#: 19685 / SEC#: , 8-43026

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

1221 Avenue Of The Americas 6th Floor, New York, NY 10020-1001

Mailing Address

1221 Avenue Of The Americas 6th Floor, New York, NY 10020-1001

Phone number

(212) 405-7000

Established

New York since 12/08/1988

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
MUFG AMERICAS HOLDINGS CORPORATION	DIRECT OWNER
GARVEY, EILEEN ELIZABETH	INDEPENDENT NON-EXECUTIVE DIRECTOR	7045039
GREEN, CHARLES ERWIN JR	INTERNATIONAL CHIEF RISK OFFICER	2939574
GUNN, BRIAN	OUTSIDE DIRECTOR	7453790
KAMLANI, SUNEEL KISHIN	OUTSIDE DIRECTOR	1856118
KOMORIYA, MASATOSHI	OUTSIDE DIRECTOR	8066085
LINDENBERG, JONATHAN BLAKE	OUTSIDE DIRECTOR	2430463
MCHUGH, DENIS TIMOTHY	PRESIDENT AND CHIEF EXECUTIVE OFFICER	1909225
MILKMAN, PAUL DAVID	CHIEF INFORMATION SECURITY OFFICER	1564708
MORREALE, MONIQUE LILLIAN	GENERAL COUNSEL	8184893
RADCLIFFE, ALEXANDER HUGH JOSEPH	CHIEF FINANCIAL OFFICER	7595877
SCANDURA, STEPHEN THOMAS	CHIEF COMPLIANCE OFFICER	4539229
YAMASHITA, ATSUSHI	OUTSIDE DIRECTOR	7562428
YARIAN, MICHAEL JAMES	INTERNATIONAL BUSINESS HEAD OF SALES & TRADING	2504162

Disclosures

Regulatory Event

Red Flags

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Firm Stability Insights

Suneel K. Kamlani

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Suneel Kishin Kamlani's CRS (Customer Relationship Summary).

Certified licenses

Experience

NATWEST MARKETS SECURITIES INC.

UBS SECURITIES LLC

SBC WARBURG DILLON READ INC.

SBC WARBURG, INC.

SBCI SWISS BANK CORPORATION INVESTMENT BANKING INC.

State Registrations and Notice Filings

Exams

SIE

Date: 10/1/2018

Series 7

Date: 5/25/1993

Series 24

Date: 2/5/2001

FINRA

Current Firm

MUFG SECURITIES AMERICAS INC.

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

MUFG SECURITIES AMERICAS INC.

TRUST BUT VERIFY

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