Alvin S. Gunter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alvin Scott Gunter, who also goes by Scott Gunter, Skip Gunter, was a registered financial professional .
Alvin is a previously registered financial professional and started their career in finance in 1988. Alvin had worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 2, 2011 - August 20, 2014
IFS SECURITIES
January 8, 2010 - January 21, 2011
WOODBURY FINANCIAL SERVICES, INC.
December 23, 2009 - January 21, 2011
WOODBURY FINANCIAL SERVICES, INC.
August 24, 2007 - December 23, 2009
NEXT FINANCIAL GROUP, INC.
August 23, 2007 - December 23, 2009
NEXT FINANCIAL GROUP, INC.
June 23, 2005 - September 18, 2007
SII INVESTMENTS, INC.
June 23, 2005 - September 18, 2007
SII INVESTMENTS, INC.
May 14, 2003 - June 24, 2005
SENTRA SECURITIES CORPORATION
January 28, 2003 - June 24, 2005
SENTRA SECURITIES CORPORATION
June 5, 1991 - February 5, 2003
ROBERT W. BAIRD & CO. INCORPORATED
June 5, 1991 - February 5, 2003
ROBERT W. BAIRD & CO. INCORPORATED
July 20, 1988 - June 26, 1991
EDWARD JONES
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
IFS SECURITIES
CRD#: 40375 / SEC#: , 8-49020
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
| Financial | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
