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Alvin Scott Gunter

CRD# 1856022·Registered 1988 - 2014
Previously Registered: Being a previously registered professional could mean that Alvin is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Alvin Scott Gunter, who also goes by Scott Gunter, Skip Gunter, was a registered financial advisor. Alvin was a previously registered financial professional and started their career in finance 1988 - 2014. Alvin had worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Scott Gunter, Skip Gunter

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

IFS SECURITIES·CRD# 40375
BD
Sarasota, FL
February 2, 2011 - August 20, 2014
WOODBURY FINANCIAL SERVICES, INC.·CRD# 421
RIA
Sarasota, FL
January 8, 2010 - January 21, 2011
WOODBURY FINANCIAL SERVICES, INC.·CRD# 421
BD
Sarasota, FL
December 23, 2009 - January 21, 2011
NEXT FINANCIAL GROUP, INC.·CRD# 46214
RIA
Sarasota, FL
August 24, 2007 - December 23, 2009
NEXT FINANCIAL GROUP, INC.·CRD# 46214
BD
Sarasota, FL
August 23, 2007 - December 23, 2009
SII INVESTMENTS, INC.·CRD# 2225
RIA
Sarasota, FL
June 23, 2005 - September 18, 2007
SII INVESTMENTS, INC.·CRD# 2225
BD
Sarasota, FL
June 23, 2005 - September 18, 2007
SENTRA SECURITIES CORPORATION·CRD# 10249
RIA
Sarasota, FL
May 14, 2003 - June 24, 2005
SENTRA SECURITIES CORPORATION·CRD# 10249
BD
Phoenix, AZ
January 28, 2003 - June 24, 2005
ROBERT W. BAIRD & CO. INCORPORATED·CRD# 8158
RIA
Sarasota, FL
June 5, 1991 - February 5, 2003
ROBERT W. BAIRD & CO. INCORPORATED·CRD# 8158
BD
Milwaukee, WI
June 5, 1991 - February 5, 2003
EDWARD JONES·CRD# 250
BD
St. Louis, MO
July 20, 1988 - June 26, 1991

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Current Firm

IS
IFS SECURITIES

ALZAID FINANCIAL SERVICES, INC. | INTERNATIONAL FINANCIAL SOLUTIONS, INC. | IFS SECURITIES, INC | IFS SECURITIES | IFS EQUITY | IFS CAPITAL MARKETS | IFS ADVISORY, LLC

CRD#: 40375 / SEC#: 8-49020
BD
Terminated by SEC on 02/28/2020

Contact Information

Established

Pennsylvania since 09/21/1993

Firm Type

Corporation

Fiscal Year End

March

Documents

Direct owners and executive officers

NamePositionCRD#
IFS GROUP, INC.FOREIGN ENTITY/DIRECT OWNER—
MCKENZIE, ALEXYS ULANDOCEO/OWNER2642827
SADLER, JOQUINN THOMASCHIEF COMPLIANCE OFFICER / CHIEF OPERATIONS OFFICER2817763

Disclosures

Regulatory Event

3

Arbitration

1

Financial

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Apr 2003About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1988About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jul 1988About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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