Harold Lloyd Thomas
Professional Summary
Harold Lloyd Thomas, who also goes by Harold L. Thomas, Harold Thomas, was a registered financial advisor. Harold was a previously registered financial professional and started their career in finance 2004 - 2017. Harold had worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 52, Series 24 and Series 53 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Harold L. Thomas, Harold Thomas
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
38 years in the financial services industry
Current & Past Employments
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Current Firm
DELTA TRUST INVESTMENTS, INC. | SIMMONS WEALTH MANAGEMENT | SIMMONS FIRST INVESTMENT GROUP, INC. | J.F. HILL & COMPANY, INC.
Contact Information
Main Address
11700 Cantrell Road, Little Rock, AR 72223Established
Arkansas since 03/25/1999Firm Type
CorporationFiscal Year End
DecemberDirect owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SIMMONS BANK | 100% OWNER | — |
| CASTEEL, MARTY DALE | DIRECTOR | — |
| CLEMENT, JOE WINTERS III | DIRECTOR | 1305699 |
| CURZON, WILLIAM CARY | PRESIDENT | — |
| FEHLMAN, ROBERT A | DIRECTOR | — |
| JOHNSON, ANGELA LEIGH | CHIEF FINANCIAL OFFICER | 5389137 |
| JOHNSON, RICHARD WAYNE | DIRECTOR | 260111 |
| TAPPAN, PHILIP ANDREW | DIRECTOR | 1197696 |
| WITT, LAURA LEA | CCO | 5699623 |
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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