David C. Rice
Professional summary
David Chris Rice is a registered financial advisor currently at THE HELIX FINANCIAL GROUP located in Carrolltron, Texas.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. David has worked at 11 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view David Chris Rice's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 9, 2009 - Present
THE HELIX FINANCIAL GROUP
Office #1: 4425 Plano Parkway Suite 804, Carrolltron, TX 75010July 16, 2001 - August 4, 2004
GUNNALLEN FINANCIAL, INC
June 22, 1999 - July 17, 2001
FOX & COMPANY INVESTMENTS INC.
August 19, 1997 - February 9, 1998
GKN SECURITIES CORP.
June 25, 1997 - August 6, 1997
GLOBAL STRATEGIES GROUP, INC.
June 11, 1996 - November 12, 1997
TUSCANY EQUITY MANAGEMENT CORPORATI0N
March 15, 1996 - June 25, 1996
THE AGEAN GROUP, INC
April 19, 1994 - March 19, 1996
H.J. MEYERS & CO., INC.
June 24, 1992 - March 9, 1994
TAMARON INVESTMENTS, INC.
October 18, 1988 - June 25, 1992
J. W. GANT & ASSOCIATES, INC.
August 18, 1988 - October 22, 1988
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/9/2009)
Exams
Current Firm
THE HELIX FINANCIAL GROUP
CRD#: 147803 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 486 |
| AUM (Assets Under Management) | $ 82,431,250 |
Red Flags
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