Michael W. Scalise

SUMMIT FINANCIAL MANAGEMENT LLC

Mequon, WI 53092

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CRD#: 1855608

Professional summary

Michael William Scalise, who also goes by Michael W. Scalise, is a registered financial advisor currently at SUMMIT FINANCIAL MANAGEMENT LLC located in Mequon, Wisconsin.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Michael has worked at 5 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael W. Scalise

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael William Scalise's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 23, 2016 - Present

SUMMIT FINANCIAL MANAGEMENT LLC

Office #1: 1001 W. Glen Oaks Lane Suite 205, Mequon, WI 53092

RIA

CRD#: 285353

Mequon, WI

Past

January 14, 2014 - December 23, 2016

LEGACY WEALTH MANAGEMENT, LLC

RIA

CRD#: 143073

MEQUON, WI

Past

May 9, 2000 - January 21, 2014

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Past

October 10, 1989 - May 25, 2000

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

August 30, 1988 - August 26, 1989

BILLINGS EQUITIES, INC.

CRD#: 7932

CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(11/23/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/10/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/20/1988

General Securities Representative Examination

Current Firm

SUMMIT FINANCIAL MANAGEMENT LLC

CRD#: 285353 / SEC#:

Wisconsin

Registered Investment Advisory firm - (11/23/2016 Approved)

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Contact information

Main Address

1001 W. Glen Oaks Lane Suite 205, Mequon, WI 53092

Mailing Address

Phone number

(262) 236-5090

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	225
AUM (Assets Under Management)	$ 57,000,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Michael W. Scalise

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael William Scalise's CRS (Customer Relationship Summary).

Certified licenses

Experience

SUMMIT FINANCIAL MANAGEMENT LLC

LEGACY WEALTH MANAGEMENT, LLC

ROBERT W. BAIRD & CO. INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BILLINGS EQUITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 11/10/1989

Series 7

Date: 8/20/1988

Current Firm

SUMMIT FINANCIAL MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SUMMIT FINANCIAL MANAGEMENT LLC

TRUST BUT VERIFY

Contact information

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