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DK

David J. Kenneth

CONSOLIDATED TRADING LLC
Chicago, IL 60606
Some features on this profile are disabled
CRD#: 1855544
DK

Professional summary

David Jerome Kenneth is a registered financial professional currently at CONSOLIDATED TRADING LLC located in Chicago, Illinois and LAMBERSON CAPITAL LLC located in Chicago, Illinois.

David is registered as a RR (Registered Representative) and started their career in finance in 1989. David has worked at 12 firms and has passed the Series 63, Series 57TO, SIE, Series 7, Series 3, Series 14, Series 24 and Series 27 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Jerome Kenneth's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 1, 2011 - Present

CONSOLIDATED TRADING LLC

Office #1: 71s. Wacker Suite 2300, Chicago, IL 60606
BD
CRD#: 117726
Chicago, IL
Current

April 1, 2016 - Present

LAMBERSON CAPITAL LLC

Office #1: 71 S. Wacker, Suite 2300, Chicago, IL 60606
BD
CRD#: 282040
Chicago, IL
Past

January 28, 2008 - November 16, 2010

CONSOLIDATED TRADING LLC

BD
CRD#: 117726
CHICAGO, IL
Past

March 7, 2007 - January 22, 2008

SPIKE FINANCIAL SERVICES, LLC

BD
CRD#: 112193
CHICAGO, IL
Past

December 19, 2006 - December 19, 2006

SPEEDROUTE LLC

BD
CRD#: 104138
JERSEY CITY, NJ
Past

November 13, 2006 - December 19, 2006

TZERO SECURITIES, LLC

BD
CRD#: 123421
JERSEY CITY, NJ
Past

October 9, 2006 - December 19, 2006

ORDER EXECUTION SERVICES, LLC

BD
CRD#: 118749
NEWARK, NJ
Past

October 9, 2006 - December 19, 2006

OES BROKERAGE SERVICES, LLC

BD
CRD#: 132351
NEWARK, NJ
Past

September 1, 2004 - April 28, 2006

RONIN CAPITAL, LLC

BD
CRD#: 118428
CHICAGO, IL
Past

June 5, 2001 - December 31, 2003

MELVIN SPECIALISTS, L.L.C.

BD
CRD#: 34945
CHICAGO, IL
Past

January 5, 1999 - September 26, 2000

SOF SECURITIES, L.L.C.

BD
CRD#: 43915
CHICAGO, IL
Past

July 11, 1997 - October 2, 2000

MELVIN SECURITIES, L.L.C.

BD
CRD#: 29767
CHICAGO, IL
Past

November 16, 1989 - October 7, 1994

RODMAN & RENSHAW INC.

BD
CRD#: 724
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 3/6/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/28/1997
General Securities Representative Examination
General Industry/Product Exam
RR
Series 3
Date: 2/19/1997
National Commodity Futures Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/2/2023
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 27
Date: 2/14/1997
Financial and Operations Principal Examination
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
NYSE Arca, Inc.

Current Firm

LC
LAMBERSON CAPITAL LLC
LAMBERSON CAPITAL LLC

CRD#: 282040 / SEC#: , 8-69698

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
71 S. Wacker, Suite 2300, Chicago, IL 60606
Mailing Address
71 S. Wacker, Suite 2300, Chicago, IL 60606
Phone number
(312) 360-7300
Established
Illinois since 09/18/2015
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
CDL, LLCMEMBER
LAMBERSON, COLBY DAVIDCHIEF COMPLIANCE OFFICER
LAMBERSON, COLBY DAVIDOWNER / MANAGER

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LAMBERSON CAPITAL LLC

CRD#: 282040Chicago, IL 60606

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