David Lynch
Professional summary
David Lynch, who also goes by David Francois Lynch, David Lynch, is a registered financial advisor currently at FALCON WEALTH PLANNING, INC. located in Ontario, California.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. David has worked at 11 firms and has passed the Series 66, Series 63, Series 31, SIE, Series 7, Series 9, Series 10, Series 8, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view David Lynch's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 15, 2026 - Present
FALCON WEALTH PLANNING, INC.
Office #1: 3400 Inland Empire Blvd. Suite 100, Ontario, CA 91764January 21, 2021 - October 25, 2022
FIDELITY PERSONAL AND WORKPLACE ADVISORS
January 13, 2021 - October 25, 2022
FIDELITY BROKERAGE SERVICES LLC
November 25, 2019 - November 18, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 25, 2019 - November 18, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 19, 2017 - April 16, 2018
SCOTTRADE, INC.
April 25, 2006 - April 16, 2018
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
September 12, 2003 - April 16, 2018
TD AMERITRADE, INC.
November 7, 1997 - April 16, 2018
TD AMERITRADE, INC.
February 25, 1993 - November 7, 1997
KENNEDY, CABOT & CO.
October 11, 1992 - January 19, 1993
JMC INVESTMENT SERVICES, INC.
November 30, 1989 - October 6, 1992
WEDBUSH SECURITIES INC.
January 3, 1989 - September 6, 1989
M.L. STERN & CO., LLC.
Primary Firm SEC Registration
FALCON WEALTH PLANNING, INC.
CRD#: 174092 / SEC#: 801-112659
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/15/2026)
Exams
Series 8
Date: 1/2/1998
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
FALCON WEALTH PLANNING, INC.
CRD#: 174092 / SEC#: 801-112659
Contact information
SEC notice filing (31 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,242 |
| AUM (Assets Under Management) | $ 1,552,684,912 |
Red Flags
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