David E. Tillson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Earl Tillson was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1988. David had worked at 6 firms and has passed the Series 63, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 2, 2003 - December 31, 2009
CULLEN INVESTMENT GROUP, LTD.
January 4, 1999 - May 6, 2003
RAYMOND JAMES FINANCIAL SERVICES, INC.
February 9, 1993 - January 4, 1999
ROBERT THOMAS SECURITIES, INC
April 3, 1991 - February 17, 1993
LEGG MASON WOOD WALKER, INCORPORATED
August 25, 1989 - April 2, 1991
PRUDENTIAL EQUITY GROUP, LLC
September 30, 1988 - August 25, 1989
THOMSON MCKINNON SECURITIES INC.
Primary Firm SEC Registration
CULLEN INVESTMENT GROUP, LTD.
CRD#: 18266 / SEC#: 801-61265, 8-36372
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CULLEN INVESTMENT GROUP, LTD.
CRD#: 18266 / SEC#: 801-61265, 8-36372
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,424 |
| AUM (Assets Under Management) | $ 795,470,355 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
