Gregory J. Burkus

SHASTA PARTNERS

Boston, MA 02114

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CRD#: 1855041

Professional summary

Gregory James Burkus, who also goes by Greg Burkus, is a registered financial professional currently at SHASTA PARTNERS, LLC located in Boston, Massachusetts.

Gregory is registered as a RR (Registered Representative) and started their career in finance in 1992. Gregory has worked at 5 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14, Series 24 and Series 28 exams.

Question & Answer

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Aliases

Greg Burkus

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gregory James Burkus's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 28, 2003 - Present

SHASTA PARTNERS, LLC

Office #1: 100 Cambridge Street 14th Floor, Boston, MA 02114

CRD#: 124358

Boston, MA

Past

March 11, 2005 - May 7, 2007

COLCHESTER SECURITIES, LLC

CRD#: 132890

SUMMIT, NJ

Past

June 14, 1999 - August 12, 2002

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

September 1, 1997 - June 14, 1999

DB ALEX. BROWN LLC

CRD#: 17790

BALTIMORE, MD

Past

October 9, 1992 - September 1, 1997

ALEX. BROWN & SONS INCORPORATED

CRD#: 20

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(12/18/2017)

Massachusetts
(3/3/2003)

Exams

State Security Law Exam

Series 63

Date: 12/18/2017

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/8/1992

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 24

Date: 1/17/2003

General Securities Principal Examination

Principal/Supervisory Exam

Series 28

Date: 12/17/2002

Introducing Broker/Dealer Financial Operations Principal Examination

SRO Registrations

FINRA

Current Firm

SHASTA PARTNERS, LLC

CRD#: 124358 / SEC#: , 8-65665

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

100 Cambridge Street 14th Floor, Boston, MA 02114

Mailing Address

100 Cambridge Street 14th Floor, Boston, MA 02114

Phone number

(781) 890-6212

Established

Delaware since 10/10/2002

Firm type

Limited Liability Company

Fiscal year end

March

Firm Size

Small

# of Employees

FINRA licenses (2 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
BURKUS, GREGORY JAMES	PRESIDENT; CHIEF COMPLIANCE OFFICER	1855041

Red Flags

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Firm Stability Insights

Gregory J. Burkus

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gregory James Burkus's CRS (Customer Relationship Summary).

Certified licenses

Experience

COLCHESTER SECURITIES, LLC

DEUTSCHE BANK SECURITIES INC.

DB ALEX. BROWN LLC

ALEX. BROWN & SONS INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 12/18/2017

Series 99TO

Date: 1/2/2023

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 10/8/1992

Series 14

Date: 1/2/2023

Series 24

Date: 1/17/2003

Series 28

Date: 12/17/2002

FINRA

Current Firm

SHASTA PARTNERS, LLC

Contact information

FINRA licenses (2 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

SHASTA PARTNERS, LLC

TRUST BUT VERIFY

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