Cheryl L. Witt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cheryl Lynn Witt, who also goes by Cheryl Gerhard, was a registered financial professional .
Cheryl is a previously registered financial professional and started their career in finance in 1989. Cheryl had worked at 10 firms and has passed the Series 99TO, SIE, Series 7 and Series 27 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 29, 2016 - May 5, 2023
DEUTSCHE BANK SECURITIES INC.
November 19, 2012 - May 5, 2015
GOLDMAN SACHS CUSTODY SOLUTIONS
February 28, 2005 - May 26, 2009
CUSO PARTNERS, LLC
February 15, 2005 - May 13, 2009
STONEX SECURITIES INC.
February 15, 2005 - May 13, 2009
INTL CUSTODY & CLEARING SOLUTIONS INC.
April 14, 2004 - May 13, 2009
STERNE, AGEE & LEACH, INC.
June 15, 2002 - October 3, 2002
WELLS FARGO CLEARING SERVICES, LLC
April 1, 1999 - June 15, 2002
WACHOVIA SECURITIES, INC.
June 1, 1998 - April 1, 1999
WACHOVIA CAPITAL MARKETS, INC.
April 6, 1998 - June 1, 1998
WACHOVIA BROKERAGE SERVICE
April 18, 1989 - March 4, 1994
WACHOVIA BROKERAGE SERVICE
Primary Firm SEC Registration
DEUTSCHE BANK SECURITIES INC.
CRD#: 2525 / SEC#: 801-9638, 8-17822
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
DEUTSCHE BANK SECURITIES INC.
CRD#: 2525 / SEC#: 801-9638, 8-17822
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DB U.S. FINANCIAL MARKETS HOLDING CORPORATION | STOCKHOLDER | |
| LEONARD, CHRISTOPHER | CHIEF EXECUTIVE OFFICER & PRESIDENT | 5748580 |
| MASSARO, TIBERIO | DIRECTOR/CHIEF FINANCIAL OFFICER/FINOP | 1847137 |
| NAPPER, GLEENNIA T | CHIEF COMPLIANCE OFFICER FOR INVESTMENT ADVISER | 6161268 |
| PETRUCCELLI, DOMINICK III | CHIEF RISK OFFICER | 8018800 |
| SANTORE, DAVID | CHIEF LEGAL OFFICER | 7987270 |
| STUCCHIO, ANTHONY | CHIEF OPERATIONS OFFICER AND DIRECTOR | 2198592 |
| TIGER, SEBASTIAN BENJAMIN | CHIEF COMPLIANCE OFFICER | 2266287 |
Disclosures
| Regulatory Event | 291 |
| Civil Event | 3 |
| Arbitration | 13 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
