Harry A. Friedberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Harry Allen Friedberg, who also goes by Harry A Friedberg, was a registered financial professional .
Harry is a previously registered financial professional and started their career in finance in 2003. Harry had worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 15, 2019 - November 18, 2025
STONECREST CAPITAL MARKETS, INC.
April 30, 2018 - May 21, 2019
ODEON CAPITAL GROUP LLC
August 18, 2015 - January 31, 2018
ROBERT W. BAIRD & CO. INCORPORATED
July 24, 2014 - August 19, 2015
CLEARVIEW TRADING ADVISORS, INC.
May 21, 2009 - July 18, 2014
TEJAS SECURITIES GROUP, INC.
September 2, 2008 - April 15, 2009
JONESTRADING
February 6, 2006 - July 10, 2008
IMPERIAL CAPITAL, LLC
March 18, 2005 - January 3, 2006
MORGAN JOSEPH TRIARTISAN LLC
September 12, 2003 - March 17, 2005
DEBTTRADERS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STONECREST CAPITAL MARKETS, INC.
CRD#: 39616 / SEC#: , 8-48754
Contact information
FINRA licenses (41 States and Territories)
Disclosures
| Regulatory Event | 5 |
Red Flags
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