Harry A. Friedberg

STONECREST CAPITAL MARKETS

AUSTIN, TX 78701

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CRD#: 1854966

Professional summary

Harry Allen Friedberg, who also goes by Harry A Friedberg, is a registered financial professional currently at STONECREST CAPITAL MARKETS, INC. located in Austin, Texas.

Harry is registered as a RR (Registered Representative) and started their career in finance in 2003. Harry has worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Harry A Friedberg

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Harry Allen Friedberg's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 15, 2019 - Present

STONECREST CAPITAL MARKETS, INC.

Office #1: 300 W. 6th Street Suite 1550, Austin, TX 78701

CRD#: 39616

AUSTIN, TX

Past

April 30, 2018 - May 21, 2019

ODEON CAPITAL GROUP LLC

CRD#: 148493

NEW YORK, NY

Past

August 18, 2015 - January 31, 2018

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

ROSELAND, NJ

Past

July 24, 2014 - August 19, 2015

CLEARVIEW TRADING ADVISORS, INC.

CRD#: 142873

TENAFLY, NJ

Past

May 21, 2009 - July 18, 2014

TEJAS SECURITIES GROUP, INC.

CRD#: 36705

NEW YORK, NY

Past

September 2, 2008 - April 15, 2009

JONESTRADING

CRD#: 6888

NEW YORK, NY

Past

February 6, 2006 - July 10, 2008

IMPERIAL CAPITAL, LLC

CRD#: 43744

NEW YORK, NY

Past

March 18, 2005 - January 3, 2006

MORGAN JOSEPH TRIARTISAN LLC

CRD#: 10948

WHITE PLAINS, NY

Past

September 12, 2003 - March 17, 2005

DEBTTRADERS, INC.

CRD#: 102120

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(8/16/2019)

Florida
(8/16/2019)

Illinois
(8/16/2019)

Massachusetts
(8/16/2019)

Minnesota
(8/16/2019)

New Jersey
(7/15/2019)

New York
(7/15/2019)

Ohio
(8/16/2019)

Oklahoma
(8/16/2019)

Pennsylvania
(8/16/2019)

Texas
(8/16/2019)

Exams

State Security Law Exam

Series 63

Date: 9/25/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/10/2003

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

STONECREST CAPITAL MARKETS, INC.

REDWINE & COMPANY, INC. | STONECREST PARTNERS | STONECREST CAPITAL MARKETS, INC.

CRD#: 39616 / SEC#: , 8-48754

Broker-Dealer Firm Regulated by FINRA (Dallas district office)

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Contact information

Main Address

300 W. 6th St. Suite 1550, Austin, TX 78701

Mailing Address

300 W. 6th St. Suite 1550, Austin, TX 78701

Phone number

(512) 275-6515

Established

North Carolina since 10/20/1995

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (41 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
STONECREST HOLDINGS, LLC	PARENT COMPANY
HEFFRON, PAULA KAY	CHIEF COMPLIANCE OFFICER	4901921
JONES, DAVID BENNETT JR	CHIEF OPERATING OFFICER	4915605
KRIEWALD, JESSICA	FINOP	7052634
RANDOLPH, JOHN SCOTT	CHIEF EXECUTIVE OFFICER	1848519
WEIBEL, DAVID	DIRECTOR	5688056

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Harry A. Friedberg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Harry Allen Friedberg's CRS (Customer Relationship Summary).

Certified licenses

Experience

ODEON CAPITAL GROUP LLC

ROBERT W. BAIRD & CO. INCORPORATED

CLEARVIEW TRADING ADVISORS, INC.

TEJAS SECURITIES GROUP, INC.

JONESTRADING

IMPERIAL CAPITAL, LLC

MORGAN JOSEPH TRIARTISAN LLC

DEBTTRADERS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/25/2003

SIE

Date: 10/1/2018

Series 7

Date: 9/10/2003

FINRA

Current Firm

STONECREST CAPITAL MARKETS, INC.

Contact information

FINRA licenses (41 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

STONECREST CAPITAL MARKETS, INC.

TRUST BUT VERIFY

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