David M. Feldman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Michael Feldman, who also goes by David Feldman, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1992. David had worked at 7 firms and has passed the Series 65, Series 66, Series 63, Series 7, Series 6, Series 3, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 24, 2019 - December 6, 2024
BOULDER VIEW CAPITAL
September 5, 2013 - February 27, 2014
COWEN PRIME SERVICES LLC
August 13, 2013 - February 27, 2014
COWEN PRIME SERVICES LLC
June 10, 2010 - September 12, 2011
BNY ADVISORS
November 8, 2006 - September 12, 2011
PERSHING LLC
December 22, 1997 - May 26, 2005
METROPOLITAN LIFE INSURANCE COMPANY
December 22, 1997 - May 26, 2005
MSI FINANCIAL SERVICES, INC.
October 13, 1992 - July 23, 1997
BNY MELLON SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BOULDER VIEW CAPITAL
CRD#: 301627 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 4 |
| AUM (Assets Under Management) | $ 1,000,000 |
Red Flags
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