Thomas C. Goldschmidt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Charles Goldschmidt, who also goes by Thomas Charles Goldschmidt, Tim Goldschmidt, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1988. Thomas had worked at 7 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 6, 2011 - July 23, 2013
FINANCIAL PLANNING PROFESSIONALS, INC.
October 15, 2004 - January 7, 2009
FINANCIAL PLANNING PROFESSIONALS, INC.
October 21, 1998 - April 26, 2012
SECURITIES SERVICE NETWORK, LLC
July 26, 1990 - October 22, 1998
POLARIS FINANCIAL SERVICES, INC.
December 16, 1989 - July 3, 1990
LPL FINANCIAL LLC
January 31, 1989 - December 16, 1989
LINSCO FINANCIAL GROUP, INC.
July 28, 1988 - September 23, 1988
METROPOLITAN LIFE INSURANCE COMPANY
July 28, 1988 - September 23, 1988
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FINANCIAL PLANNING PROFESSIONALS, INC.
CRD#: 125319 / SEC#: 801-68686
Contact information
Regulatory assets under management
| Total Number of Accounts | 97 |
| AUM (Assets Under Management) | $ 33,148,582 |
Red Flags
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