Willis White
Professional summary
Willis White III was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Willis is a previously registered financial professional and started their career in finance in 1988. Prior to being barred, Willis had worked at 8 firms, which includes FIRST NATIONAL EQUITY CORP., THE HIGHLAND CAPITAL GROUP INC., MATRIX SECURITIES CORPORATION, DUKE & CO. INC., MAIDSTONE FINANCIAL INC., H G I, WELLS FARGO ADVISORS FINANCIAL NETWORK LLC, ROYCE INVESTMENT GROUP INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 12, 1996 - January 7, 1997
FIRST NATIONAL EQUITY, CORP.
February 6, 1996 - May 7, 1996
THE HIGHLAND CAPITAL GROUP, INC.
September 13, 1995 - January 17, 1996
MATRIX SECURITIES CORPORATION
June 19, 1995 - July 13, 1995
DUKE & CO., INC.
June 13, 1995 - June 15, 1995
MAIDSTONE FINANCIAL, INC.
March 10, 1994 - June 13, 1995
H G I
May 15, 1992 - August 10, 1992
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
September 14, 1988 - May 13, 1992
ROYCE INVESTMENT GROUP, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 62
Date: 9/13/1988
Corporate Securities Limited Representative ExaminationCurrent Firm
FIRST NATIONAL EQUITY, CORP.
CRD#: 36094 / SEC#: , 8-47059
Contact information
Documents
Red Flags
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