Antonino G. Jimenez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Antonino Gapuz Jimenez, who also goes by Antonino G Jimenez, Nino Jimenez, was a registered financial professional .
Antonino is a previously registered financial professional and started their career in finance in 1988. Antonino had worked at 5 firms and has passed the Series 63, SIE, Series 87, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 22, 2013 - March 26, 2014
WINDSOR STREET CAPITAL, LP
December 10, 2001 - November 13, 2002
RAMIUS SECURITIES LLC
November 30, 2001 - December 24, 2015
WYCHE SECURITIES, INC.
July 31, 1998 - June 8, 2001
MLP TRADING CO LLC
July 16, 1988 - October 1, 1988
CITICORP SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 1/7/2003
Limited Representative-Equity Trader ExamCurrent Firm
WINDSOR STREET CAPITAL, LP
CRD#: 34171 / SEC#: , 8-46219
Contact information
Documents
Disclosures
| Regulatory Event | 37 |
| Arbitration | 15 |
Red Flags
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