Emile A. Debs
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Emile Alexander Debs was a registered financial professional .
Emile is a previously registered financial professional and started their career in finance in 1999. Emile had worked at 12 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 4, 2016 - December 17, 2018
WORDEN CAPITAL MANAGEMENT LLC
October 14, 2013 - November 9, 2016
LEGEND SECURITIES, INC.
June 20, 2012 - January 31, 2013
JOSEPH GUNNAR & CO. LLC
October 20, 2009 - June 22, 2012
BROOKSTONE SECURITIES, INC.
August 1, 2006 - October 29, 2009
J.P. TURNER & COMPANY, L.L.C.
July 19, 2004 - August 2, 2006
GUNNALLEN FINANCIAL, INC
May 24, 2002 - August 3, 2004
JOSEPH STEVENS & CO., INC.
October 31, 2001 - December 19, 2001
RUMSON CAPITAL, LLC
November 28, 2000 - October 10, 2001
FIRST MONTAUK SECURITIES CORP.
March 17, 2000 - October 31, 2000
EASTBROOK CAPITAL GROUP LLC
March 18, 1999 - March 17, 2000
SPENCER CLARKE LLC
January 12, 1999 - March 5, 1999
MAY, DAVIS GROUP INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WORDEN CAPITAL MANAGEMENT LLC
CRD#: 148366 / SEC#: , 8-68010
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 6 |
| Arbitration | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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