Randal C. Bailey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Randal Clark Bailey was a registered financial professional .
Randal is a previously registered financial professional and started their career in finance in 1988. Randal had worked at 5 firms and has passed the Series 66, Series 63, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 9, 2018 - June 29, 2023
STRATEGIC PORTFOLIO MANAGEMENT, INC.
May 4, 2009 - August 17, 2018
LEGACY INVESTMENT GROUP, LLC
March 12, 2009 - May 12, 2009
HELIOS INVESTMENTS INC
June 8, 2007 - March 6, 2009
CADARET, GRANT & CO., INC.
February 22, 2007 - March 6, 2009
CADARET, GRANT & CO., INC.
July 20, 1988 - December 31, 1996
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STRATEGIC PORTFOLIO MANAGEMENT, INC.
CRD#: 292537 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 57 |
| AUM (Assets Under Management) | $ 1,231,201 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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