Deborah L. Jacobs
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Deborah Lamensdorf Jacobs, CFA, who also goes by Deborah Sue Lamensdorf, was a registered financial professional .
Deborah is a previously registered financial professional and started their career in finance in 1988. Deborah had worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 6, 2012 - April 17, 2014
ANSON ANALYTICS
June 25, 2003 - October 5, 2004
APRIO WEALTH MANAGEMENT, LLC
January 25, 2001 - August 20, 2003
CAP PRO BROKERAGE SERVICES, INC.
September 20, 1988 - September 27, 2000
DAVIS, MENDEL & REGENSTEIN, INC.
Primary Firm SEC Registration
ANSON ANALYTICS
CRD#: 131416 / SEC#: 801-113310
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ANSON ANALYTICS
CRD#: 131416 / SEC#: 801-113310
Contact information
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 406 |
| AUM (Assets Under Management) | $ 211,118,208 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
