John A. Poole

JOHN A. POOLE-FINANCIAL ADVISOR

Hermitage, TN 37076-1147

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CRD#: 1854267

Professional summary

John Alfred Poole JR is a registered financial advisor currently at JOHN A. POOLE-FINANCIAL ADVISOR located in Hermitage, Tennessee.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. John has worked at 5 firms and has passed the Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Alfred Poole JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 20, 2006 - Present

JOHN A. POOLE-FINANCIAL ADVISOR

Office #1: 401 Bonnaspring Drive, Hermitage, TN 37076-1147

RIA

CRD#: 141882

Hermitage, TN

Past

February 17, 2004 - December 15, 2006

1ST GLOBAL ADVISORS INC

RIA

CRD#: 111133

HERMITAGE, TN

Past

July 29, 1994 - December 15, 2006

1ST GLOBAL CAPITAL CORP.

CRD#: 30349

HERMITAGE, TN

Past

January 25, 1993 - July 19, 1994

FIVE STAR RESOURCES, INC.

CRD#: 30414

Past

July 20, 1988 - November 4, 1992

TRIPLE CHECK FINANCIAL SERVICES, INC.

CRD#: 13344

BURBANK, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(11/20/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/9/2001

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/26/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/16/1988

General Securities Representative Examination

Current Firm

JOHN A. POOLE-FINANCIAL ADVISOR

JOHN A. POOLE-FINANCIAL ADVISOR | POOLE, JOHN ALFRED, JR. | POOLE, JOHN A.

CRD#: 141882 / SEC#:

Tennessee

Registered Investment Advisory firm - (11/16/2006 Approved)

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Contact information

Main Address

401 Bonnaspring Drive, Hermitage, TN 37076-1147

Mailing Address

Phone number

(615) 883-2131

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	79
AUM (Assets Under Management)	$ 17,200,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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John A. Poole

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Alfred Poole JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

JOHN A. POOLE-FINANCIAL ADVISOR

1ST GLOBAL ADVISORS INC

1ST GLOBAL CAPITAL CORP.

FIVE STAR RESOURCES, INC.

TRIPLE CHECK FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/9/2001

Series 63

Date: 7/26/1988

Series 7

Date: 7/16/1988

Current Firm

JOHN A. POOLE-FINANCIAL ADVISOR

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

JOHN A. POOLE-FINANCIAL ADVISOR

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