Martha A. Wiedmann
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Martha Ann Laverty Wiedmann, who also goes by Martha Ann Laverty, Marty Laverty, Martha Ann Slezak, Martha Ann Wiedmann, was a registered financial professional .
Martha is a previously registered financial professional and started their career in finance in 1988. Martha had worked at 12 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 7, Series 6, Series 24, Series 51 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 21, 2020 - January 3, 2022
HAMILTON GRANT LLC
April 3, 2014 - March 24, 2017
PACIFIC SELECT DISTRIBUTORS, LLC
April 25, 2006 - July 30, 2013
PACIFIC SELECT DISTRIBUTORS, LLC
March 6, 2003 - December 2, 2003
WELLS FARGO INVESTMENTS, LLC
March 5, 2003 - December 2, 2003
WELLS FARGO INVESTMENTS, LLC
August 28, 2002 - January 24, 2006
AVANTAX INVESTMENT SERVICES, INC.
December 21, 2000 - July 1, 2002
SECURIAN FINANCIAL SERVICES, INC.
December 21, 2000 - July 1, 2002
CRI SECURITIES, LLC
November 2, 1999 - July 31, 2000
LONDON PACIFIC SECURITIES, INC.
February 9, 1999 - November 22, 1999
WELLS FARGO BROKERAGE SERVICES, L.L.C.
May 14, 1996 - September 20, 1996
FIRST INTERSTATE INVESTMENTS,INC.
November 19, 1993 - October 6, 1999
WELLS FARGO SECURITIES INC.
May 10, 1991 - November 19, 1993
MARKETING ONE SECURITIES, INC.
July 12, 1988 - November 14, 1990
COLONIAL PENN DISTRIBUTORS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/18/2024
General Securities Representative ExaminationCurrent Firm
HAMILTON GRANT LLC
CRD#: 166180 / SEC#: , 8-69192
Contact information
FINRA licenses (12 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| XEEN, LLC | MEMBER | |
| KEBETS, VADIM | MEMBER | 6141170 |
| KOCHAVI, DORON | MEMBER | 1011155 |
| KUO, ANDREW C | MEMBER | 4415637 |
| LEE, BONNY SY | MEMBER | 2486522 |
| O'CONNELL, THOMAS MICHAEL | MEMBER | 2529442 |
| REA, WENDY AUSTIN | MEMBER | 724857 |
| VIKHLYAEV, ALEXANDER | MEMBER; MEMBER BOARD OF MANAGERS | 7278312 |
| BIZUB, DONALD MICHAEL | CEO | 1600090 |
| COLLETT, DAVID WENDALL | VP, CFO | 2352407 |
| KAISER, BRADLEY CLIFFORD | CCO | 2523397 |
| MORRIS, JOHN M | CHAIRMAN, BOARD OF MANAGERS | 1655987 |
Red Flags
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