Shawn E. Bartholomae
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shawn Edward Bartholomae was a registered financial professional .
Shawn is a previously registered financial professional and started their career in finance in 1993. Shawn had worked at 3 firms and has passed the Series 63 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 10, 1998 - October 23, 2007
AMERICAN LANDMARK SECURITIES, INC.
July 21, 1997 - December 31, 1997
DOUGLAS SCOTT SECURITIES, INC.
September 25, 1993 - July 22, 1997
REEF SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERICAN LANDMARK SECURITIES, INC.
CRD#: 42187 / SEC#: , 8-49741
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BARTHOLOMAE, EDWARD ERNEST | CHAIRMAN, SECRETARY, CCO, PRESIDENT | 2222399 |
| MCNAIR, LAJOICE | TREASURER |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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