Jose S. Rubio
Professional summary
Jose Salvador Rubio was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jose is a previously registered financial advisor and started their career in finance in 1991. Prior to being barred, Jose had worked at 12 firms, which includes RUBIO WEALTH MANAGEMENT LLC, WORKMAN SECURITIES CORPORATION, GREENTREE INVESTMENT SERVICES INC., MEYERS POLLOCK ROBBINS INC., WALL STREET FINANCIAL GROUP INC., FIRST UNION CAPITAL MARKETS CORP., ARTHURS LESTRANGE & COMPANY INCORPORATED, CLEARING SERVICES OF AMERICA INC., AMERICAN EXPRESS SERVICE CORPORATION, IDS LIFE INSURANCE COMPANY, AMERIPRISE FINANCIAL SERVICES LLC, WALNUT STREET SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 10, 2008 - December 31, 2009
RUBIO WEALTH MANAGEMENT, LLC
November 6, 2006 - April 4, 2008
WORKMAN SECURITIES CORPORATION
October 6, 2005 - December 16, 2008
WORKMAN SECURITIES CORPORATION
January 29, 1997 - March 18, 1997
GREENTREE INVESTMENT SERVICES, INC.
November 6, 1996 - January 1, 1997
MEYERS POLLOCK ROBBINS, INC.
November 6, 1996 - February 26, 2001
WALL STREET FINANCIAL GROUP, INC.
September 13, 1995 - July 2, 1996
FIRST UNION CAPITAL MARKETS CORP.
September 30, 1994 - October 23, 1995
ARTHURS, LESTRANGE & COMPANY INCORPORATED
September 2, 1994 - October 18, 1994
CLEARING SERVICES OF AMERICA, INC.
December 2, 1993 - October 23, 1995
ARTHURS, LESTRANGE & COMPANY INCORPORATED
May 1, 1992 - November 22, 1993
AMERICAN EXPRESS SERVICE CORPORATION
January 17, 1992 - November 22, 1993
IDS LIFE INSURANCE COMPANY
January 17, 1992 - November 22, 1993
AMERIPRISE FINANCIAL SERVICES, LLC
November 26, 1991 - February 14, 1992
WALNUT STREET SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current firm
No current employment
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