CC
Christopher T. Cloutier
EAGLE STRATEGIES LLC
SOUTH HADLEY, MA 01075
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CRD#: 1854056
CC
Professional summary
Christopher Tryon Cloutier is a registered financial advisor currently at EAGLE STRATEGIES LLC located in South Hadley, Massachusetts and NYLIFE SECURITIES LLC located in South Hadley, Massachusetts.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Christopher has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[APPOINTED WITH VARIOUS OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; INSURANCE BROKER; INVESTMENT RELATED; START DATE 12/2001].
[BOARD OF TRUSTEES; BAYSTATE MEDICAL CENTER-FULLY ACCREDITED HOSPITAL; NOT INVESTMENT RELATED; START DATE 4/2012].
[AGENT SELLS BOTH NYL AND NON-NYL INSURANCE PRODUCTS THROUGH DBA OF RETIREE FINANCIAL AND INSURANCE SERVICES; INVESTMENT RELATED; OWNER; 45+ HOURS PER WEEK AND DURING SECURITIES HOURS].
[Cryptocurrency Investment; Personal purchase of crypto currency; 11 Amherst Rd. South Hadley, MA 01075; Start Date 01/2021; Role/Title: Investor; Investment Related; 0 hours per month; 0 hours per month during securities trading hours; PASSIVE INVESTOR]
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Tryon Cloutier's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 26, 2001 - Present
EAGLE STRATEGIES LLC
Office #1: 129 College Street, South Hadley, MA 01075RIA
CRD#: 110826
SOUTH HADLEY, MA
Current
February 20, 1991 - Present
NYLIFE SECURITIES LLC
Office #1: 129 College Street, South Hadley, MA 01075BD
CRD#: 5167
South Hadley, MA
Past
August 25, 1988 - August 11, 1989
VP DISTRIBUTORS LLC
BD
CRD#: 3036
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/30/2022)
RR
Arkansas(3/8/2017)
RR
California(1/3/2017)
RR
Connecticut(1/3/2017)
RR
District of Columbia(1/3/2017)
RR
Florida(1/3/2017)
RR
Georgia(1/3/2017)
RR
Hawaii(1/3/2017)
RR
Illinois(9/8/2020)
RR
Maine(1/3/2017)
RR
Massachusetts(2/20/1991)
IAR
Massachusetts(9/26/2001)
RR
New Hampshire(1/3/2017)
RR
New York(1/11/2022)
RR
North Carolina(1/4/2017)
RR
Oregon(10/18/2022)
RR
Pennsylvania(1/3/2017)
RR
Rhode Island(1/3/2017)
RR
South Carolina(1/3/2017)
RR
Texas(9/5/2017)
IAR
Texas(9/15/2017)
RR
Vermont(1/3/2017)
RR
Virginia(1/3/2017)
RR
Washington(1/3/2017)
RR
Wisconsin(1/3/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
