Joel Pensley
Professional summary
Joel Pensley was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Joel is a previously registered financial professional and started their career in finance in 1988. Prior to being barred, Joel had worked at 3 firms, which includes SLOAN SECURITIES CORP., BENCH SECURITIES CORP., LITCHFIELD FINANCIAL CORP..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 16, 2007 - February 25, 2008
SLOAN SECURITIES CORP.
September 16, 1991 - February 19, 1993
BENCH SECURITIES CORP.
July 19, 1988 - September 13, 1989
LITCHFIELD FINANCIAL CORP.
State Registrations and Notice Filings
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Exams
Current Firm
SLOAN SECURITIES CORP.
CRD#: 17930 / SEC#: , 8-35955
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
Red Flags
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