MD
Michael P. Donahue
KEY INVESTMENT SERVICES LLC
East Aurora, NY 14052
Some features on this profile are disabled
CRD#: 1852837
MD
Professional summary
Michael Patrick Donahue is a registered financial advisor currently at KEY INVESTMENT SERVICES LLC located in East Aurora, New York.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Michael has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10, Series 9 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Patrick Donahue's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Michael Patrick Donahue's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 26, 2021 - Present
KEY INVESTMENT SERVICES LLC
Office #1: 55 Douglas Lane, East Aurora, NY 14052RIA
BD
CRD#: 136300
East Aurora, NY
Current
July 11, 2012 - Present
KEY INVESTMENT SERVICES LLC
Office #1: 55 Douglas Lane, East Aurora, NY 14052RIA
BD
CRD#: 136300
East Aurora, NY
Past
July 11, 2012 - July 16, 2012
KEY INVESTMENT SERVICES LLC
RIA
CRD#: 136300
WILLIAMSVILLE, NY
Past
May 1, 2007 - July 11, 2012
HSBC SECURITIES (USA) INC.
RIA
CRD#: 19585
WILLIAMSVILLE, NY
Past
January 1, 2005 - July 11, 2012
HSBC SECURITIES (USA) INC.
BD
CRD#: 19585
WILLIAMSVILLE, NY
Past
September 29, 2004 - January 1, 2005
HSBC BROKERAGE (USA) INC.
BD
CRD#: 6956
NEW YORK, NY
Past
May 6, 1998 - September 9, 2004
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
WESTLAKE, TX
Past
April 12, 1994 - April 28, 1998
JOSEPHTHAL & CO., INC.
BD
CRD#: 3227
NEW YORK, NY
Past
June 23, 1992 - April 21, 1994
MATHEWS, HOLMQUIST & ASSOCIATES, INC.
BD
CRD#: 22171
Past
April 9, 1991 - June 25, 1992
J. W. GANT & ASSOCIATES, INC.
BD
CRD#: 7963
Past
December 20, 1990 - March 21, 1991
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
December 20, 1990 - March 21, 1991
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Past
January 12, 1989 - December 20, 1990
J. W. GANT & ASSOCIATES, INC.
BD
CRD#: 7963
Past
October 5, 1988 - January 19, 1989
POWER SECURITIES CORPORATION
BD
CRD#: 15527
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KI
KEY INVESTMENT SERVICES LLC
KEY INVESTMENT SERVICES LLC
CRD#: 136300 / SEC#: 801-65060, 8-66999
RIA
Registered Investment Advisory firm - SEC (1/3/2006 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/30/2023)
RR
California(7/11/2012)
RR
Florida(3/14/2013)
RR
Maryland(7/11/2012)
RR
Massachusetts(7/11/2012)
RR
Michigan(1/7/2022)
RR
New Hampshire(7/2/2021)
RR
New Mexico(10/5/2018)
RR
New York(7/11/2012)
IAR
New York(3/26/2021)
RR
North Carolina(7/11/2012)
RR
Ohio(7/11/2012)
RR
Pennsylvania(7/11/2012)
RR
South Carolina(7/11/2012)
RR
Tennessee(11/22/2023)
RR
Texas(7/11/2012)
RR
Utah(2/16/2022)
RR
Virginia(7/11/2012)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 2/8/1999
General Securities Sales Supervisor Examination (Options Module & General Module)SRO Registrations
RR
FINRA
Current Firm
KI
KEY INVESTMENT SERVICES LLC
KEY INVESTMENT SERVICES LLC
CRD#: 136300 / SEC#: 801-65060, 8-66999
RIA
Registered Investment Advisory firm - SEC (1/3/2006 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144
Mailing Address
4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144
Phone number
(888) 547-2968
Established
Ohio since 06/08/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,131
SEC notice filing (44 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KEYBANC CAPITAL MARKETS INC. | SOLE OWNER | 566 |
| CALABRESE, GIUSEPPE NMN | CO-CEO/PRESIDENT | 5013231 |
| DOUCE, MARK IVAN | CHIEF COMPLIANCE OFFICER | 2959137 |
| GULLA, MATTHEW TODD | CHIEF ADMINISTRATIVE OFFICER | 3040637 |
| HOTZ, BURTON BRUCE NICHOLAS | CHIEF RISK OFFICER | 3025138 |
| JANOFSKY, PAULA MARIE | OPERATIONS OFFICER | 2882776 |
| KOVACHICK, MARK ALLAN | CHIEF FINANCIAL OFFICER/DIRECTOR | 5390571 |
| SCHMIDT, SOLOMON LEE | CO-CEO/PRESIDENT | 4404279 |
| SKARDA, JOSEPH BRIEL | HEAD OF KEY WEALTH MANAGEMENT | 4288186 |
| THEBERGE, JONATHAN MARC | CHIEF OPERATIONS OFFICER | 7722891 |
| WEICK, PAUL ALFRED II | CHIEF LEGAL OFFICER | 2286289 |
Regulatory assets under management
| Total Number of Accounts | 27,533 |
| AUM (Assets Under Management) | $ 6,107,213,206 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KEY INVESTMENT SERVICES LLC
CRD#: 136300East Aurora, NY 14052TRUST BUT VERIFY
Monitor Michael Donahue
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
