David Christopher Roeder
Professional Summary
David Christopher Roeder, who also goes by David Christopher Roede, is a registered financial advisor currently at I-BANKERS SECURITIES, INC. located in Boca Raton, Florida. David is registered as a RR (Registered Representative) and started their career in finance in 1988. David has worked at 13 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
David Christopher Roede
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
38 years in the financial services industry
Current & Past Employments
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Current Firm
I-BANKERS SECURITIES, INC. | MILLENNIUM FINANCIAL GROUP, INC. | IBS HOLDING CORPORATION
Contact Information
Main Address
1200 N Federal Hwy Suite 215, Boca Raton, FL 33432Mailing Address
1200 N Federal Hwy Suite 215, Boca Raton, FL 33432Phone Number
(817) 980-9034Established
Texas since 06/06/1996Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (49 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(2/11/2020)
(7/21/2020)
(2/17/2021)
(5/10/2023)
(4/6/2021)
(7/21/2020)
(7/21/2020)
(11/6/2019)
(11/3/2017)
(11/25/2020)
(2/8/2020)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view David Christopher Roeder's CRS (Customer Relationship Summary).
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