Frank J. Abella
Professional summary
Frank James Abella JR is a registered financial advisor currently at INVESTMENT PARTNERS ASSET MANAGEMENT located in Metuchen, New Jersey.
Frank is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Frank has worked at 4 firms and has passed the Series 66, Series 63, Series 7TO, Series 99TO, SIE, Series 7, Series 24 and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Frank James Abella JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 19, 2002 - Present
INVESTMENT PARTNERS ASSET MANAGEMENT
Office #1: 10 Station Place, Metuchen, NJ 08840March 18, 2004 - June 1, 2021
T.R. WINSTON & COMPANY, LLC
December 4, 1992 - April 7, 2004
INVESTMENT PARTNERS, INC.
March 15, 1991 - August 23, 1994
INVESTMENT PARTNERS CAPITAL AND MANAGEMENT CORPORATION
Primary Firm SEC Registration
INVESTMENT PARTNERS ASSET MANAGEMENT
CRD#: 121812 / SEC#: 801-61906
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/19/2002)
Exams
Series 7TO
Date: 3/13/2024
General Securities Representative ExaminationSeries 99TO
Date: 3/13/2024
Operations Professional ExaminationSeries 28
Date: 3/13/2024
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
INVESTMENT PARTNERS ASSET MANAGEMENT
CRD#: 121812 / SEC#: 801-61906
Contact information
SEC notice filing (14 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 535 |
| AUM (Assets Under Management) | $ 263,774,183 |
Red Flags
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