Paul R. Dunbar

M1 CAPITAL MANAGEMENT LLC

BLOOMFIELD HILLS, MI 48302

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CRD#: 1852737

Professional summary

Paul Reed Dunbar, who also goes by Paul R Dunbar, is a registered financial advisor currently at M1 CAPITAL MANAGEMENT LLC located in Bloomfield Hills, Michigan.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Paul has worked at 8 firms and has passed the Series 65, Series 63, Series 99TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Paul R Dunbar

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) M1 CAPITAL MANAGEMENT; INVESTMENT RELATED; 7 WEST SQUARE LAKE ROAD, SUITE 112, BLOOMFIELD HILLS, MI 48302; PARTNER; START DATE: 7/21/2011; 160 HRS/MO; RIA 2)REAL ESTATE - License Held with Leavy Real Estate Company; NOT INVESTMENT RELATED; 01/2018; 1968 BLACK ANTLER CT GRAMGLING MI 49738; Representing buyers and sellers as their agent when looking for Northern Michigan Lakefront properties;20HRs/MONTH, primarily weekends. Real Estate agent.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Reed Dunbar's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 16, 2011 - Present

M1 CAPITAL MANAGEMENT LLC

Office #1: 7 West Square Lake Road, Suite 112, Bloomfield Hills, MI 48302

RIA

CRD#: 158269

BLOOMFIELD HILLS, MI

Past

July 21, 2011 - December 1, 2021

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

BLOOMFIELD HILLS, MI

Past

May 26, 2010 - July 20, 2011

TD AMERITRADE, INC.

CRD#: 7870

BLOOMFIELD HILLS, MI

Past

April 30, 2007 - September 13, 2011

THINKORSWIM ADVISORS, INC.

RIA

CRD#: 111046

BLOOMFIELD HILLS, MI

Past

December 18, 2002 - May 26, 2010

BELLEVUE CHICAGO, LLC

CRD#: 106069

BLOOMFIELD HILLS, MI

Past

October 8, 2001 - January 6, 2003

LASALLE FINANCIAL SERVICES, INC.

CRD#: 20373

CHICAGO, IL

Past

January 18, 1990 - October 8, 2001

INDEPENDENCE ONE BROKERAGE SERVICES, INC.

CRD#: 17529

FARMINGTON HILLS, MI

Past

July 19, 1988 - May 15, 1989

UBS FINANCIAL SERVICES INC.

CRD#: 8174

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

M1 CAPITAL MANAGEMENT LLC

M1 CAPITAL MANAGEMENT | M1 CAPITAL MANAGEMENT LLP | M1 CAPITAL MANAGEMENT LLC

CRD#: 158269 / SEC#: 801-72578

RIA

Registered Investment Advisory firm - (7/27/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(9/16/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/8/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/20/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/16/1988

General Securities Representative Examination

Current Firm

M1 CAPITAL MANAGEMENT LLC

M1 CAPITAL MANAGEMENT | M1 CAPITAL MANAGEMENT LLP | M1 CAPITAL MANAGEMENT LLC

CRD#: 158269 / SEC#: 801-72578

RIA

Registered Investment Advisory firm - (7/27/2011 Approved)

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Contact information

Main Address

200 E Big Beaver Rd Ste 132, Troy, MI 48083

Mailing Address

7 West Square Lake Road, Bloomfield Hills, MI 48302

Phone number

(248) 556-4600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

M1 CAPITAL MANAGEMENT BROCHURE (8/26/2025)

Regulatory assets under management

Total Number of Accounts	920
AUM (Assets Under Management)	$ 406,039,664

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Paul R. Dunbar

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Reed Dunbar's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

TD AMERITRADE, INC.

THINKORSWIM ADVISORS, INC.

BELLEVUE CHICAGO, LLC

LASALLE FINANCIAL SERVICES, INC.

INDEPENDENCE ONE BROKERAGE SERVICES, INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

M1 CAPITAL MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/8/2004

Series 63

Date: 7/20/1988

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 7/16/1988

Current Firm

M1 CAPITAL MANAGEMENT LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

M1 CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

Contact information

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