James T. Nichols

CAVANAL HILL DISTRIBUTORS,,

Tulsa, OK 74172

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CRD#: 1852696

Professional summary

James Thomas Nichols is a registered financial professional currently at CAVANAL HILL DISTRIBUTORS, INC, located in Tulsa, Oklahoma.

James is registered as a RR (Registered Representative) and started their career in finance in 1991. James has worked at 4 firms and has passed the Series 63, Series 7TO, SIE, Series 3, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

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Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 8, 2025 - Present

CAVANAL HILL DISTRIBUTORS, INC,

Office #1: One Williams Center 15th Floor, Tulsa, OK, 74172

CRD#: 175445

Tulsa, OK

Past

June 6, 2024 - October 1, 2025

VISION 4 FUND DISTRIBUTORS

CRD#: 298105

SCOTTSDALE, AZ

Past

June 27, 1996 - October 24, 2022

COREBRIDGE CAPITAL SERVICES, INC.

CRD#: 13158

JERSEY CITY, NJ

Past

May 22, 1991 - July 2, 1996

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Oklahoma
(10/8/2025)

Exams

State Security Law Exam

Series 63

Date: 10/17/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 11/27/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 12/21/2012

National Commodity Futures Examination

General Industry/Product Exam

Series 6

Date: 5/20/1991

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 2/20/2001

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

CAVANAL HILL DISTRIBUTORS, INC,

CRD#: 175445 / SEC#: , 8-69595

Broker-Dealer Firm Regulated by FINRA (New Orleans district office)

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Contact information

Main Address

One Williams Center 15th Floor, Tulsa, OK, 74172

Mailing Address

One Williams Center 15th Floor, Tulsa, OK, 74172

Phone number

(918) 588-6000

Established

Oklahoma since 09/25/2014

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
BOK FINANCIAL CORPORATION	OWNER
GRAUER, SCOTT BRADLEY	DIRECTOR	1509326
HENDERSON, JAMES BRIAN	DIRECTOR	2005482
KING, BILLY BOB	CEO / PRESIDENT	2764098
MAHANEY, MINDY MARGARET	DIRECTOR	6403627
PETRY, BRYAN NICHOLAS	DIRECTOR, CORP TAX	8048271
QUILL, BRIAN PHILIP	CHIEF COMPLIANCE OFFICER	1882317
SWANSON, CRAIG MARTIN	CFO / FINOP	6171768

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

James T. Nichols

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view James Thomas Nichols's CRS (Customer Relationship Summary).

Certified licenses

Experience

VISION 4 FUND DISTRIBUTORS

COREBRIDGE CAPITAL SERVICES, INC.

OSAIC WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/17/2006

Series 7TO

Date: 11/27/2019

SIE

Date: 10/1/2018

Series 3

Date: 12/21/2012

Series 6

Date: 5/20/1991

Series 26

Date: 2/20/2001

FINRA

Current Firm

CAVANAL HILL DISTRIBUTORS, INC,

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

CAVANAL HILL DISTRIBUTORS, INC,

TRUST BUT VERIFY

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