Mary T. Taggart
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mary Teresa Taggart, who also goes by Mary Teresa Mulshine Ms, Mary Teresa Mulshine, Mary Teresa Taggart Mrs, was a registered financial professional .
Mary is a previously registered financial professional and started their career in finance in 1990. Mary had worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 2, 2009 - December 4, 2019
MKM PARTNERS LLC
January 10, 2007 - April 27, 2009
PALI CAPITAL, INC.
October 10, 2000 - August 24, 2006
CREDIT SUISSE SECURITIES (USA) LLC
February 27, 1997 - October 10, 2000
PERSHING LLC
March 21, 1996 - December 19, 1996
LEHMAN BROTHERS INC.
June 6, 1994 - September 16, 1994
COWEN PRIME SERVICES TRADING LLC
May 19, 1993 - April 12, 1994
NATWEST SECURITIES CORPORATION
January 22, 1990 - April 30, 1993
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
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Exams
Current Firm
MKM PARTNERS LLC
CRD#: 114666 / SEC#: , 8-53436
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
