Arnold Paul Kaufman
Professional Summary
Arnold Paul Kaufman, who also goes by Arnie Kaufman, Arnold Kaufman, Arnold P. Kaufman, Arnold Paul Kaufman, was a registered financial advisor. Arnold was a previously registered financial professional and started their career in finance 1988 - 2023. Arnold had worked at 19 firms and has passed the Series 63, Series 99TO, SIE, Series 87, Series 86, Series 7, Series 24 and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Arnie Kaufman, Arnold Kaufman, Arnold P. Kaufman, Arnold Paul Kaufman
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
38 years registered in the securities industry
Current & Past Employments
Past
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Current Firm
PRO SECURITIES, L.L.C. | TZERO SECURITIES, LLC | TZERO ATS, LLC | SMART EXECUTION SECURITIES, LLC
Contact Information
Main Address
525 Washington Blvd Suite 300, Jersey City, NJ 07310Mailing Address
525 Washington Blvd Suite 300, Jersey City, NJ 07310Phone Number
(917) 359-9168Established
Delaware since 08/21/2002Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 87 — Research Analyst Exam - Part II Regulations Module
Passed Nov 2004About the Series 87 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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