Gregory J. Mcleod
Professional summary
Gregory John Mcleod is a registered financial professional currently at PERSHING LLC located in Jersey City, New Jersey and PERSHING ADVISOR SOLUTIONS LLC located in Jersey City, New Jersey.
Gregory is registered as a RR (Registered Representative) and started their career in finance in 1993. Gregory has worked at 10 firms and has passed the Series 63, Series 52TO, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gregory John Mcleod's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 22, 2001 - Present
PERSHING LLC
Office #1: One Pershing Plaza - Jersey City Osj, Jersey City, NJ 07399June 9, 2022 - Present
PERSHING ADVISOR SOLUTIONS LLC
Office #1: One Pershing Plaza Pas Jersey City Osj, Jersey City, NJ 07399April 18, 2000 - November 22, 2000
THE CONCORD EQUITY GROUP, LLC
September 8, 1995 - April 11, 2000
OSAIC WEALTH, INC.
June 21, 1995 - September 13, 1995
NOYES PARTNERS INCORPORATED
February 24, 1995 - May 30, 1995
KENSINGTON WELLS INCORPORATED
January 25, 1995 - February 14, 1995
FIRST MONTAUK SECURITIES CORP.
October 3, 1994 - February 24, 1995
MERIDIAN, DUNHILL & CO., INC.
February 18, 1994 - October 3, 1994
DUNHILL EQUITIES, INC.
March 9, 1993 - January 21, 1994
LADENBURG THALMANN & CO. INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/22/2001)
(3/22/2001)
Exams
Series 52TO
Date: 7/31/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationBOX Exchange LLC
Cboe C2 Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
MIAX Sapphire
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
PERSHING ADVISOR SOLUTIONS LLC
CRD#: 36671 / SEC#: , 8-47425
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PAS HOLDINGS LLC | HOLDING COMPANY | |
| CROWLEY, JAMES THOMAS | CHIEF EXECUTIVE OFFICER (CEO), GLOBAL HEAD, BOARD MEMBER | 1087182 |
| DAVID, ERIC CIMARRON | PRINCIPAL OPERATIONS OFFICER, CHIEF OPERATIONS OFFICER | 3132045 |
| HARRISON, BENJAMIN WARD | BOARD MEMBER, HEAD OF THE BUSINESS | 3121159 |
| KEARNEY, JAMES FRANCIS III | CHIEF RISK OFFICER (CRO) | 6388373 |
| LOFLING, JASON ROBERT | BOARD MEMBER | 5177277 |
| MUTTERER, FRANK PAUL | CHIEF FINANCIAL OFFICER (CFO), PRINCIPAL FINANCIAL OFFICER (PFO) | 2088419 |
| WEISS, NINA KATE | CHIEF COMPLIANCE OFFICER (CCO), BOARD MEMBER | 2642331 |
Disclosures
| Regulatory Event | 17 |
Red Flags
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