John M. Weiss
Professional summary
John Michael Weiss, who also goes by John Michael Weiss Sr, John Michael Weisssr, is a registered financial professional currently at AMERITAS INVESTMENT COMPANY, LLC located in Indianapolis, Indiana.
John is registered as a RR (Registered Representative) and started their career in finance in 1988. John has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Michael Weiss's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 19, 2009 - Present
AMERITAS INVESTMENT COMPANY, LLC
Office #1: 5211 Crown St, Indianapolis, IN 46208Office #2: 11595 N. Meridian St. Suite 870, Carmel, IN 46032January 21, 2000 - December 31, 2005
EQUITY SERVICES, INC.
April 14, 1992 - March 23, 2009
EQUITY SERVICES, INC.
August 2, 1988 - October 15, 1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
August 2, 1988 - May 20, 1992
MONY SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/19/2009)
(3/19/2009)
(3/19/2009)
(3/19/2009)
(7/22/2024)
(5/2/2019)
(6/18/2013)
(11/7/2018)
(1/26/2018)
(2/7/2022)
(6/13/2017)
(3/19/2009)
Exams
FINRA
Current Firm
AMERITAS INVESTMENT COMPANY, LLC
CRD#: 14869 / SEC#: 801-undefined, 8-31296
Contact information
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERITAS LIFE INSURANCE CORP. | BENEFICIAL OWNER | |
| BEASLEY, RYAN CHARLES | MEMBER BOARD OF DIRECTORS | 2943009 |
| BERTHOLD, RICHARD AARON | VICE PRESIDENT, OPERATIONS | 4433172 |
| BIEL, ROLLIN LYNN | FINANCIAL AND OPERATIONS PRINCIPAL | 5101711 |
| HALVERSON, KELLY JAY | MEMBER BOARD OF DIRECTORS | 7977580 |
| KINSELLA, MATTHEW JOHN | CHIEF COMPLIANCE OFFICER | 5217108 |
| KORTE, BRENT FRAZIER | MEMBER BOARD OF DIRECTORS | 4808103 |
| ROBSON, JEREMY MICHAEL | PRESIDENT AND MEMBER BOARD OF DIRECTORS | 4147931 |
| SCHUBAUER, TYLER JOSEPH | CORPORATE SECRETARY | 6392775 |
| SHERFFIUS, MARIA ELIZABETH | SECOND VICE PRESIDENT - COMPLIANCE OFFICER | 2726500 |
| WU, MICHELE XIAOMING | MEMBER BOARD OF DIRECTORS | 7863936 |
Disclosures
| Regulatory Event | 21 |
| Arbitration | 2 |
Red Flags
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