MM
Michael R. Morera
VIRTUE CAPITAL MANAGEMENT
Santa Ana, CA
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CRD#: 1851504
MM
Professional summary
Michael Rennie Morera, who also goes by Michael Morera, is a registered financial advisor currently at VIRTUE CAPITAL MANAGEMENT, LLC located in Santa Ana, California.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Michael has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 3 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael Morera
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)
BEACH CITIES TAX SERVICE. 444 WEST OCEAN BLVD, SUITE 800. LONG BEACH, CA. 90802 TITLE: OWNER. START DATE: 10/1/2011. INVESTMENT RELATED. 10HOURS/MONTH, 0 DURING TRADING
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2)
FINANCIAL EDUCATION JR BUSINESS SCHOOL. 1 CHIPMAN HEIGHTS. MIDDLEBURY, VT. 05753. TITLE: TEACHER OF FINANCIAL LITERACY. START DATE: 6/2012. NOT INVESTMENT RELATED. 4HOURS/MONTH, 0 DURING TRADING.
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CRS (Client Relationship Summary) - RIA
Click below to view Michael Rennie Morera's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 6, 2015 - Present
VIRTUE CAPITAL MANAGEMENT, LLC
RIA
CRD#: 167816
Santa Ana, CA
Past
July 6, 2007 - April 16, 2015
REGAL ADVISORY SERVICES, INC.
RIA
CRD#: 123842
GLENVIEW, IL
Past
July 6, 2007 - April 16, 2015
REGAL SECURITIES, INC.
BD
CRD#: 7297
MIDDLEBURY, VT
Past
April 23, 2007 - July 2, 2007
BROOKSTREET SECURITIES CORPORATION
RIA
CRD#: 14667
MIDDLEBURY, VT
Past
October 31, 2006 - July 2, 2007
BROOKSTREET SECURITIES CORPORATION
BD
CRD#: 14667
MIDDLEBURY, VT
Past
May 26, 2004 - October 31, 2006
CROWN CAPITAL SECURITIES, L.P.
BD
CRD#: 6312
ORANGE, CA
Past
March 25, 1992 - June 17, 2004
FIRST WALL STREET CORP.
BD
CRD#: 13024
LA JOLLA, CA
Past
February 23, 1990 - March 3, 1992
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Past
February 13, 1990 - March 6, 1990
DIVERSIFIED SECURITIES, INCORPORATED
BD
CRD#: 222
SEAL BEACH, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VC
VIRTUE CAPITAL MANAGEMENT, LLC
VIRTUE CAPITAL MANAGEMENT, LLC
CRD#: 167816 / SEC#: 801-79938
RIA
Registered Investment Advisory firm - (6/25/2014 Approved)Arizona
Registered Investment Advisory firm - (7/1/2014 Terminated)California
Registered Investment Advisory firm - (7/31/2014 Terminated)Florida
Registered Investment Advisory firm - (7/1/2014 Terminated)Georgia
Registered Investment Advisory firm - (7/1/2014 Terminated)Kentucky
Registered Investment Advisory firm - (7/2/2014 Terminated)New Jersey
Registered Investment Advisory firm - (7/11/2014 Terminated)Ohio
Registered Investment Advisory firm - (7/1/2014 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/1/2014 Terminated)Tennessee
Registered Investment Advisory firm - (7/31/2014 Terminated)Texas
Registered Investment Advisory firm - (7/1/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(8/6/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
VC
VIRTUE CAPITAL MANAGEMENT, LLC
VIRTUE CAPITAL MANAGEMENT, LLC
CRD#: 167816 / SEC#: 801-79938
RIA
Registered Investment Advisory firm - (6/25/2014 Approved)Arizona
Registered Investment Advisory firm - (7/1/2014 Terminated)California
Registered Investment Advisory firm - (7/31/2014 Terminated)Florida
Registered Investment Advisory firm - (7/1/2014 Terminated)Georgia
Registered Investment Advisory firm - (7/1/2014 Terminated)Kentucky
Registered Investment Advisory firm - (7/2/2014 Terminated)New Jersey
Registered Investment Advisory firm - (7/11/2014 Terminated)Ohio
Registered Investment Advisory firm - (7/1/2014 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/1/2014 Terminated)Tennessee
Registered Investment Advisory firm - (7/31/2014 Terminated)Texas
Registered Investment Advisory firm - (7/1/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6 Cadillac Dr. Suite 310, Brentwood, TN 37027
Mailing Address
Phone number
(615) 340-0801
Established
Firm type
Fiscal year end
# of Employees
110
SEC notice filing (43 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 6,111 |
| AUM (Assets Under Management) | $ 787,466,707 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
